Compliance Analyst (Banking), Sr. jobs in Tennessee

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

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Compliance Business Control Sr. Analyst (AVP/Hybrid)
  • Citi
  • JOHNSON CITY, TN OTHER
  • The Compliance Business Control Sr Analyst is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the identification, development, and maintenance of new techniques and the improvement of processes and work-flow for the area or function as it pertains to the ARCM (Activity, Risk, Control, Monitoring) documentation and MCA program. Integrates subject matter and industry expertise within a defined area. Requires in-depth understanding of how areas collectively integrate within the sub-function as well as coordinate and contribute to the objectives of the function and overall business. Evaluates moderately complex and variable issues with substantial potential impact, where development of an approach/taking of an action involves weighing various alternatives and balancing potentially conflicting situations using multiple sources of information. Requires good analytical skills to filter, prioritize and validate potentially complex and dynamic material from multiple sources. Strong communication and diplomacy skills are required. Regularly assumes informal/formal leadership role within teams. Involved in coaching and training of new recruits’ Significant impact in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and performance of all teams in the area are directly affected by the performance of the individual.

    Responsibilities:

    • Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
    • Identify, escalate, and implement solutions to improve ARCM effectiveness and results.
    • Analyzes and identifies risk and performs analytical reporting.
    • Acts as a consultant to the businesses regarding processes, controls, and monitoring.
    • Completion of compliance documentation and onboarding activities relevant to compliant ARCM documentation due diligence
    • Participates from inception through implementation, in cross-functional or cross- business issues and projects designed to ensure accurate documentation of business compliance with laws, regulations, and policy requirements across key/complex risk levels.
    • May support any area of the business (organizationally, regionally, or product-wise) from an ARCM/project perspective; regular engagement with Senior Business Level Officers, Legal, Risk, and ICRM Compliance regarding complex matters.
    • Initiates and develops relationships with others throughout the business unit and the company to identify and understand business needs.
    • Ensure a culture of accountability, integrity, and respect.
    • Works issues/projects as assigned to support improvements with an emphasis on Control Automation.
    • Identify and analyze escalated problems and provide guidance for resolution.
    • Negotiate solutions and acts as a liaison with internal and external clients.
    • Monitor, research and evaluate technological advances in the industry to identify appropriate alternatives for enhancing current department operations.
    • Evaluate cost/benefits, make recommendations, develop, and oversee implementation plans.
    • Provides judgment based on analysis of factual information in complicated and unique situations.
    • Directly impacts the area through shared responsibility for delivery of end results.
    • Drives corrective actions.
    • Provides support to business activity owners and Third-Party Risk and Control functions.
    • Coordinates and assists with onsite reviews.
    • Has the ability to operate with a limited level of direct supervision.
    • Can exercise independence of judgement and autonomy.
    • Acts as SME to senior stakeholders and /or other team members.

    Qualifications:

    • 5-8 years of control and/or project experience
    • High attention to detail and quality
    • Demonstrated analytical and problem-solving skills.
    • Effective planning and organizational skills
    • Proficient in Microsoft Office with an emphasis on MS Excel
    • Consistently demonstrates clear and concise written and verbal communication skills.
    • Proven ability to make sound business decisions.
    • Experience in creating and implementing processes that result in improved business performance.
    • Ability to present a compelling case for ideas and initiatives through listening and articulating a convincing point of view.

    Touch all lines of business for retail bank and card.

    Evaluate credit processing for controls and monitoring.

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    Job Family Group:

    Compliance and Control

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    Job Family:

    Business Control

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    Time Type:

    Full time

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    Primary Location:

    Johnson City Tennessee United States

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    Primary Location Full Time Salary Range:

    $74,160.00 - $111,240.00


    In addition to salary, Citi’s offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit citibenefits.com. Available offerings may vary by jurisdiction, job level, and date of hire.

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    Anticipated Posting Close Date:

    Mar 28, 2024

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    Citi is an equal opportunity and affirmative action employer.

    Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

    Citigroup Inc. and its subsidiaries ("Citi”) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.

    View the "EEO is the Law" poster. View the EEO is the Law Supplement.

    View the EEO Policy Statement.

    View the Pay Transparency Posting

  • 5 Days Ago

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Investment Banking Outreach Analyst - Nashville
  • Benchmark International CSSB,
  • Nashville, TN FULL_TIME
  • Benchmark International is now looking for business professionals to fill entry-level roles on its sell-side mergers and acquisitions teams. Our analysts begin learning negotiation skills, valuation m...
  • 4 Days Ago

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Investment Banking Support Analyst - Nashville
  • Benchmark International CSSB,
  • Nashville, TN FULL_TIME
  • Benchmark International is looking for an experienced and driven Analyst to add to our growing team. As an Analyst, you will be a part of our busy office. The Analyst will collect, analyze, summarize,...
  • 17 Days Ago

7
Compliance Inspector
  • 7G Environmental Compliance Management
  • Knoxville, TN FULL_TIME
  • Our CompanyAt 7G, we're the go-to partner for petroleum tank owners across the country. We tackle environmental challenges while consistently keeping things compliant. Our values are simple: excellenc...
  • 24 Days Ago

7
Compliance Inspector
  • 7G Environmental Compliance Management
  • Memphis, TN FULL_TIME
  • Our CompanyAt 7G, we're the go-to partner for petroleum tank owners across the country. We tackle environmental challenges while consistently keeping things compliant. Our values are simple: excellenc...
  • 1 Month Ago

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Business Banking Sr. Relationship Manager - Nashville, TN
  • Bank of America
  • Nashville, TN FULL_TIME
  • Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we...
  • 16 Days Ago

B
Compliance Analyst
  • Boston Partners Global Investors, Inc.
  • Boston, MA
  • Position: Compliance Analyst Department: Compliance Report to: Sr. Compliance Manager Location: Boston Company Summary: ...
  • 3/29/2024 12:00:00 AM

I
IT Compliance Analyst
  • Insight Global
  • Temple, GA
  • Responsibilities: Evaluate and report on the effectiveness of security and compliance controls as well as risk mitigatio...
  • 3/28/2024 12:00:00 AM

E
Compliance Analyst
  • Experis
  • New York, NY
  • Our client is seeking a Compliance Analyst to join their team. The analyst will work closely with other team members and...
  • 3/28/2024 12:00:00 AM

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Compliance Analyst
  • Intercontinental Exchange Holdings, Inc.
  • Jacksonville, FL
  • Overview: Job Purpose Intercontinental Exchange, Inc. (NYSE: ICE) is seeking a Compliance Analyst to join our corporate ...
  • 3/28/2024 12:00:00 AM

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Compliance Analyst
  • Madison-Davis, LLC
  • Stamford, CT
  • Asset management company located in Stamford Connecticut looking to bring on board a "Compliance Analyst” to join their ...
  • 3/28/2024 12:00:00 AM

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Compliance Analyst
  • Plus500™
  • Itasca, IL
  • Job Title: Compliance Analyst Reporting Line: CCO Plus500 is looking for a Compliance Analyst to join the Itasca, IL off...
  • 3/28/2024 12:00:00 AM

E
Tax Compliance Analyst
  • Erickson Senior Living
  • Baltimore, MD
  • Location: Erickson Senior Living Erickson Senior Living, headquartered in Baltimore, Maryland is a national provider of ...
  • 3/27/2024 12:00:00 AM

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Compliance Analyst
  • J.Y. Legner Associates, Inc.
  • Gibsonton, FL
  • Job Type: Full-time Contract with potential to be hired on This opportunity MUST be worked on a W2 ONLY, NO C2C eligibil...
  • 3/27/2024 12:00:00 AM

Tennessee borders eight other states: Kentucky and Virginia to the north; North Carolina to the east; Georgia, Alabama, and Mississippi on the south; Arkansas and Missouri on the Mississippi River to the west. Tennessee is tied with Missouri as the state bordering the most other states. The state is trisected by the Tennessee River. The highest point in the state is Clingmans Dome at 6,643 feet (2,025 m). Clingmans Dome, which lies on Tennessee's eastern border, is the highest point on the Appalachian Trail, and is the third highest peak in the United States east of the Mississippi River. The ...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$61,350 to $81,983

Compliance Analyst (Banking), Sr. in Pittsfield, MA
- Conduct risk assessments on reviewed clients, issue advisory/take decisions on new to bank account opening requests, make decisions on the risk assessment (increased, neutral, unacceptable risks) of existing relationships to ensure compliance with regulatory requirements.
January 05, 2020
Compliance Analyst (Banking), Sr. in Newport News, VA
- Document on-boarding decisions for reviewed clients, provide advisory for sanctions matches referred by operations and business units and provide sign off for account opening for increased risk and Politically Exposed Persons (PEP) customers to ensure compliance with regulatory requirements.
January 19, 2020
Compliance Analyst (Banking), Sr. in Battle Creek, MI
Assist Electronic Banking Risk Management Officer and Electronic Banking Compliance Manager monitor ACH activity as it relates to the Bankwide ACH Risk Management Policies, Procedures and Program.
February 05, 2020