Compliance Analyst (Banking), Sr. jobs in South Carolina

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

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Compliance Analyst
  • Resourcesoft, Inc.
  • Fort Mill, SC FULL_TIME
  • Job Details

    Requirements:

    • 3 or more years of experience in ISO 27000 series and SOX audits.
    • Proficiency in information security principles, including ISO 27001, ISO 27002.
    • Experience with auditing tools, techniques, and methodologies.
    • Certified Information Systems Auditor (CISA) or Certified Information Security Manager (CISM) required.
    • Bachelor’s degree in Information Technology, Computer Science, or related field.
    • Excellent problem-solving abilities to identify and mitigate security risks.
    • Excellent verbal and written communication skills.

     

    Responsibilities:

    • Conduct audits to ensure ISO 27000 series standards and SOX compliance.
    • Review security policies and procedures to identify improvement areas.
    • Perform risk assessments to spot potential security vulnerabilities.
    • Evaluate security controls' effectiveness, recommending enhancements.
    • Collaborate with teams to communicate findings and guide remediation efforts.
    • Prepare detailed audit reports with findings and corrective actions.
    • Stay updated on information security trends and regulatory changes.

     

    Founded in 1999, Resourcesoft, Inc. is a leading Technology Consulting and Professional Services organization. Headquartered in Marlborough, MA, the company serves the technology needs of its clients nationwide. Resourcesoft has often been recognized by prominent rating agencies for its exemplary growth and stability. With over two decades of industry experience, the Company has evolved as a front runner in enabling project optimization. We partner with leading organizations to provide technology solutions within the financial, insurance, education, government, publishing, healthcare and pharmaceutical domains. We take pride in mentoring a workforce that is well positioned to respond to the emerging IT trends and needs. With the employees at the crux of every business endeavor, our success is driven by our expertise in pairing the right talent with the best jobs in the technology sector. We forge long term, personalized relationships with our employees to advance their career to the next level. We engage them in technology centric client projects that provide opportunities for them to evolve, innovate and deliver world class products and services. Our career opportunities offer challenging assignments and exposure to emerging and cutting-edge technologies. We are committed to providing our employees with the tools necessary to accelerate their career progression, while maintaining a healthy, work-life balance. We are deeply committed to providing a workplace ambience that is both challenging and fulfilling.

     

    Resourcesoft is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity, national origin, age, protected veteran status, or disability status.

     

    For more information about Resourcesoft and our services, please visit our website.

  • Just Posted

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Compliance Analyst
  • INFOMATICS, INC.
  • Greenville, SC CONTRACTOR
  • **Manager is looking for someone who has Compliance and Regulatory experience rather than data base experience. Nice to have ISO 9001 experience and working with auditors** Need someone with Complianc...
  • 3 Days Ago

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Sr Wireless Compliance Engineer
  • honeywell2-pilot
  • Fort Mill, SC FULL_TIME
  • The future is what you make it. When you join Honeywell, you become a member of our global team of thinkers, innovators, dreamers, and doers who make the things that make the future. That means changi...
  • 1 Month Ago

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Compliance Inspector
  • 7G Environmental Compliance Management
  • Charleston, SC FULL_TIME
  • Our CompanyAt 7G, we're the go-to partner for petroleum tank owners across the country. We tackle environmental challenges while consistently keeping things compliant. Our values are simple: excellenc...
  • 10 Days Ago

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Trade Compliance Analyst
  • Chicago Pneumatic Tool Company LLC
  • Rock Hill, SC FULL_TIME
  • Trade Compliance Analyst Functional area: Administration Country: United States City: Rock Hill Company name: Chicago Pneumatic Tool Company LLC Date of posting: Feb 19, 2024 Your Role This position w...
  • 20 Days Ago

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IMPORT/EXPORT COMPLIANCE ANALYST
  • Fresenius Kabi USA, LLC
  • Duncan, SC FULL_TIME
  • Job SummaryThis position is responsible for ensuring: 1) that all import and export transactions are completed within applicable government rules and regulations; and 2) product regulatory compliance ...
  • 1 Month Ago

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Compliance Analyst
  • Boston Partners Global Investors, Inc.
  • Boston, MA
  • Position: Compliance Analyst Department: Compliance Report to: Sr. Compliance Manager Location: Boston Company Summary: ...
  • 3/29/2024 12:00:00 AM

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IT Compliance Analyst
  • Insight Global
  • Temple, GA
  • Responsibilities: Evaluate and report on the effectiveness of security and compliance controls as well as risk mitigatio...
  • 3/28/2024 12:00:00 AM

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Compliance Analyst
  • Experis
  • New York, NY
  • Our client is seeking a Compliance Analyst to join their team. The analyst will work closely with other team members and...
  • 3/28/2024 12:00:00 AM

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Compliance Analyst
  • Intercontinental Exchange Holdings, Inc.
  • Jacksonville, FL
  • Overview: Job Purpose Intercontinental Exchange, Inc. (NYSE: ICE) is seeking a Compliance Analyst to join our corporate ...
  • 3/28/2024 12:00:00 AM

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Compliance Analyst
  • Madison-Davis, LLC
  • Stamford, CT
  • Asset management company located in Stamford Connecticut looking to bring on board a "Compliance Analyst” to join their ...
  • 3/28/2024 12:00:00 AM

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Compliance Analyst
  • Plus500™
  • Itasca, IL
  • Job Title: Compliance Analyst Reporting Line: CCO Plus500 is looking for a Compliance Analyst to join the Itasca, IL off...
  • 3/28/2024 12:00:00 AM

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Tax Compliance Analyst
  • Erickson Senior Living
  • Baltimore, MD
  • Location: Erickson Senior Living Erickson Senior Living, headquartered in Baltimore, Maryland is a national provider of ...
  • 3/27/2024 12:00:00 AM

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Compliance Analyst
  • J.Y. Legner Associates, Inc.
  • Gibsonton, FL
  • Job Type: Full-time Contract with potential to be hired on This opportunity MUST be worked on a W2 ONLY, NO C2C eligibil...
  • 3/27/2024 12:00:00 AM

South Carolina (/ˌkærəˈlaɪnə/ (listen)) is a state in the Southeastern United States and the easternmost of the Deep South. It is bordered to the north by North Carolina, to the southeast by the Atlantic Ocean, and to the southwest by Georgia across the Savannah River. South Carolina became the eighth state to ratify the U.S. Constitution on May 23, 1788. South Carolina became the first state to vote in favor of secession from the Union on December 20, 1860. After the American Civil War, it was readmitted into the United States on June 25, 1868. South Carolina is the 40th most extensive and 23...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$63,006 to $84,195

Compliance Analyst (Banking), Sr. in Pittsfield, MA
- Conduct risk assessments on reviewed clients, issue advisory/take decisions on new to bank account opening requests, make decisions on the risk assessment (increased, neutral, unacceptable risks) of existing relationships to ensure compliance with regulatory requirements.
January 05, 2020
Compliance Analyst (Banking), Sr. in Newport News, VA
- Document on-boarding decisions for reviewed clients, provide advisory for sanctions matches referred by operations and business units and provide sign off for account opening for increased risk and Politically Exposed Persons (PEP) customers to ensure compliance with regulatory requirements.
January 19, 2020
Compliance Analyst (Banking), Sr. in Battle Creek, MI
Assist Electronic Banking Risk Management Officer and Electronic Banking Compliance Manager monitor ACH activity as it relates to the Bankwide ACH Risk Management Policies, Procedures and Program.
February 05, 2020