Compliance Analyst (Banking), Sr. jobs in Rock Springs, WY
Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)
Recently Added Compliance Analyst (Banking), Sr. jobs
- Tesla Motors, Inc.
-
Draper, UT
FULL_TIME
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Sr. Compliance Analyst, Insurance
Job Category Finance Location Draper, Utah Req. ID 218829 Job Type Full-time Tesla participates in the E-Verify Program
What to ExpectThe Sr. Insurance Compliance Analyst will report to Tesla's Associate General Counsel, Insurance and will work to help ensure compliance with laws and regulations, that Tesla policies and procedures are being followed, and that behavior throughout Tesla is ethical and consistent with Tesla's Code of Business Conduct and Ethics.What You'll Do
Seeking a reliable and proactive professional with a minimum of eight years experience in the areas of personal lines insurance licensing, compliance, and legal. The candidate must have a strong understanding of state insurance laws as well as NAIC Model rules and standards. This role will be heavily involved in the insurance operations and compliance processes for Tesla's insurance entities and assisting with issues related to third-party vendors and customers. Primary responsibilities will be to support the legal and compliance department by building and managing compliance products and programs, overseeing regulatory reporting, licensing, and audits, and providing support to department and business partners to aid in the business of the insurance entities and their compliance with a variety of rules and regulations.What You'll Bring- Manage the development and implementation of a system for managing the insurance compliance, licensing, new law, complaints, and critical functions of the insurance operations
- Collaborate with legal, finance, and project management teams to support product launch plans domestically and internationally
- Collaborate with legal and compliance team to continuously review and improve compliance procedures, reporting, and programs.
- Manage regulatory exam, complaint, and legal request response processes and procedures
- Conduct moderate to high-complexity research to identify state, federal, and international requirements, analysis of applicable laws and regulations, and ensuring that every operation and aspect of the insurance entities adhere to the rapidly evolving business landscape
- Any other duties reasonably assigned by Company's management
- Insurance or risk management certifications or specialized training preferred
- Paralegal or compliance related educations/experience preferred but not required
- 8 Years of relevant professional work experience related to personal lines insurance
- Expert-level knowledge with state and federal insurance laws, NAIC standards, and NAIC and department of insurance entity management portals.
- Proven experience in managing legal and compliance functions for insurance companies.
- Knowledge about international insurance company management processes and regulations preferred but not required.
- Experience with Microsoft Office, Excel, PowerPoint, and SharePoint
Compensation and BenefitsBenefitsAlong with competitive pay, as a full-time Tesla employee, you are eligible for the following benefits at day 1 of hire:
- Aetna PPO and HSA plans > 2 medical plan options with $0 payroll deduction
- Family-building, fertility, adoption and surrogacy benefits
- Dental (including orthodontic coverage) and vision plans, both have options with a $0 paycheck contribution
- Company Paid (Health Savings Account) HSA Contribution when enrolled in the High Deductible Aetna medical plan with HSA
- Healthcare and Dependent Care Flexible Spending Accounts (FSA)
- LGBTQ care concierge services
- 401(k) with employer match, Employee Stock Purchase Plans, and other financial benefits
- Company paid Basic Life, AD&D, short-term and long-term disability insurance
- Employee Assistance Program
- Sick and Vacation time (Flex time for salary positions), and Paid Holidays
- Back-up childcare and parenting support resources
- Voluntary benefits to include: critical illness, hospital indemnity, accident insurance, theft & legal services, and pet insurance
- Weight Loss and Tobacco Cessation Programs
- Tesla Babies program
- Commuter benefits
- Employee discounts and perks program
Tesla is an Equal Opportunity / Affirmative Action employer committed to diversity in the workplace. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, age, national origin, disability, protected veteran status, gender identity or any other factor protected by applicable federal, state or local laws.
Tesla is also committed to working with and providing reasonable accommodations to individuals with disabilities. Please let your recruiter know if you need an accommodation at any point during the interview process.
For quick access to screen reading technology compatible with this site (free step by step ). Please contact for additional information or to request accommodations.
Privacy is a top priority for Tesla. We build it into our products and view it as an essential part of our business. To understand more about the data we collect and process as part of your application, please view our
- 2 Days Ago
- Fortis Bank
-
Midvale, UT
FULL_TIME
- The Banking Operations Systems Analyst is responsible for assisting bank staff with deep technical support, implementation, and maintenance on banking operations products and services. This critical o...
- 18 Days Ago
- Enterprise Services
-
Midvale, UT
FULL_TIME
- Zions Bancorporation is one of the nation’s premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets. Zions ...
- 21 Days Ago
- Glacier Bancorp
-
Salt Lake, UT
OTHER
- About The Role Summary: This position reports to the Corporate Fair and Responsible Banking (FARB) Manager. They will assist the FARB Manager and Enterprise Compliance Officer in conducting reviews of...
- 1 Month Ago
- CardWorks/Merrick Bank
-
South Jordan, UT
FULL_TIME
- This role supports the overall direction of the compliance activities of Merrick Bank Corporation (the “Bank”) by performing, or assisting in the performance of, the primary duties listed below. Essen...
- 7 Days Ago
- Merrick Bank
-
South Jordan, UT
FULL_TIME
- Merrick Bank employees share in our mission to delight our customers and empower underserved consumers to achieve their credit goals. In return, we delight our associates; ensuring they are noticed, h...
- 8 Days Ago
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- Rock Springs, WY
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0 Compliance Analyst (Banking), Sr. jobs found in Rock Springs, WY area
- BJs
-
Rock Springs, WY
- Responsibilities Processes Member purchases in a courteous and friendly manner, including verifying, renewing, upgrading...
- 4/26/2024 12:00:00 AM
- Western WY Community College
-
Rock Springs, WY
- EXPECTATIONS AND NATURE OF THE POSITION The primary responsibility of this individual is to provide instruction to Weste...
- 4/26/2024 12:00:00 AM
- Ranch and Home Supply LLC
-
Rock Springs, WY
- Job Type Part-time Description At Murdoch's, we're big on doing the basics right. We know the value of a hard day's work...
- 4/26/2024 12:00:00 AM
- Dunhams Sports
-
Rock Springs, WY
- Overview: LOVE TO TALK SPORTS? Dunhams Sports, one of the largest full-line sporting goods chains in the U.S., was found...
- 4/26/2024 12:00:00 AM
- Dunhams Sports
-
Rock Springs, WY
- Overview: LOVE TO TALK SPORTS? Dunhams Sports, one of the largest full-line sporting goods chains in the U.S., was found...
- 4/26/2024 12:00:00 AM
- Arby's
-
Rock Springs, WY
- In a world full of quick service options, Arby's is seeking to be different and better, not only for our customers but a...
- 4/26/2024 12:00:00 AM
- Under Armour
-
Rock Springs, WY
- Responsibilities The Assistant Store Manager supports the Store Manager in the daily operations of the store This includ...
- 4/24/2024 12:00:00 AM
- Edward Jones
-
Rock Springs, WY
- Would you call yourself a relationship builder, a problem solver or a critical thinker? If you answered yes, we need you...
- 3/28/2024 12:00:00 AM
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