Compliance Analyst (Banking), Sr. jobs in Pennsylvania

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

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Banking Compliance Analyst
  • Penn Community Bank
  • Doylestown, PA OTHER
  • Overview

    The CRA & Compliance Analyst is responsible for performing analysis and reviews to ensure compliance with the Community Reinvestment Act and the Compliance regulations applicable to the Bank; and aiding the CRA Officer and Compliance Officer in maintaining Satisfactory or better Community Reinvestment Act and Compliance regulatory ratings.

    Responsibilities

    • Maintain an ongoing monitoring program which will provide management with timely information about the Bank’s CRA compliance position and gaps in CRA delivery of services, products, and investments to allow management to modify its goals and activities as required to maintain a Satisfactory CRA compliance rating
    • Perform complex analysis, reporting and documentation in accordance with department and professional standards
    • Conduct compliance monitoring reviews that ensure compliance with laws, regulations, interpretations and rules governing operations.
    • Develop and maintain a broad knowledge of regulatory requirements to perform assigned tasks at an appropriate level
    • Develop and maintain a broad knowledge of the Bank’s policies and procedures necessary to identify deviations from policy
    • Track and analyze pending and new regulatory changes and their impact on the Bank; and update monitoring programs to review for those changes
    • Maintain records of CRA qualified products delivered, loans applied for and granted, and services provided within the CRA assessment area to facilitate periodic review of the bank’s CRA compliance level and CRA performance

    Qualifications

    Education and Experience

    • Minimum 3 years audit and/or compliance industry experience required
    • Bachelor’s degree in Business or related field preferred
    • Experience with Encompass, preferred
    • Experience with CRA Wiz, preferred
    • CRCM certification preferred, but may also work toward attaining such

     

    Skills and Competencies

    • Broad knowledge of banking regulations pertaining to Lending, Marketing, and Retail Operations
    • Knowledge of Bank policies and procedures in lending, deposit operations, and branch operations, and compliance requirements of marketing and disclosures
    • Strong analytical skills
    • Ability to prioritize tasks and manage multiple projects at one time
    • Ability to interact effectively with all levels of staff and management
    • Excellent interpersonal skills
    • Strong problem solving skills
    • Effective oral and written communication skills
    • Willingness to work flexible hours if necessary
    • Ability to work with a diverse group of professionals
    • Advanced computer skills utilizing Microsoft Word and Excel
  • 1 Month Ago

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Compliance Analyst
  • KNM Resources
  • Levittown, PA FULL_TIME
  • Overview Our client is a prestigious firm with a strong track record of financial success, already ahead of 5 year growth projections. With employee headcount more than quadrupling over the 10 last ye...
  • 19 Days Ago

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Compliance Analyst
  • PHMC
  • Philadelphia, PA FULL_TIME
  • PHMC is proud to be a leader in public health. PHMC requires that all employees are fully vaccinated with the Covid-19 vaccine before the first day of employment. The Philadelphia Department of Public...
  • 1 Day Ago

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Compliance Analyst
  • Asplundh Tree Expert, LLC - 010
  • Willow, PA FULL_TIME
  • Compliance Analyst/Investigator Job Type: Full-time, Exempt Pay: Salary Benefits: Benefits Available and vary per position and location. Are you a real go-getter looking for an amazing opportunity wit...
  • 10 Days Ago

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Compliance Analyst
  • DLL
  • Wayne, PA FULL_TIME
  • Compliance Analyst Summary: This position within the DLL US Compliance Department will serve under the direction of the Director of Compliance Planning, Reporting, and Regulatory Relations, and is res...
  • 1 Month Ago

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Banking Operations Analyst
  • F&M Trust
  • Chambersburg, PA FULL_TIME
  • ABOUT THE ROLE F&M Trust is seeking a Deposit Operations Workflow Administrator more commonly known as a Banking Operations Analyst. The new team member will be in the Deposit Operations area at the b...
  • 17 Days Ago

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Compliance Analyst
  • Boston Partners Global Investors, Inc.
  • Boston, MA
  • Position: Compliance Analyst Department: Compliance Report to: Sr. Compliance Manager Location: Boston Company Summary: ...
  • 3/29/2024 12:00:00 AM

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IT Compliance Analyst
  • Insight Global
  • Temple, GA
  • Responsibilities: Evaluate and report on the effectiveness of security and compliance controls as well as risk mitigatio...
  • 3/28/2024 12:00:00 AM

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Compliance Analyst
  • Experis
  • New York, NY
  • Our client is seeking a Compliance Analyst to join their team. The analyst will work closely with other team members and...
  • 3/28/2024 12:00:00 AM

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Compliance Analyst
  • Intercontinental Exchange Holdings, Inc.
  • Jacksonville, FL
  • Overview: Job Purpose Intercontinental Exchange, Inc. (NYSE: ICE) is seeking a Compliance Analyst to join our corporate ...
  • 3/28/2024 12:00:00 AM

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Compliance Analyst
  • Madison-Davis, LLC
  • Stamford, CT
  • Asset management company located in Stamford Connecticut looking to bring on board a "Compliance Analyst” to join their ...
  • 3/28/2024 12:00:00 AM

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Compliance Analyst
  • Plus500™
  • Itasca, IL
  • Job Title: Compliance Analyst Reporting Line: CCO Plus500 is looking for a Compliance Analyst to join the Itasca, IL off...
  • 3/28/2024 12:00:00 AM

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Tax Compliance Analyst
  • Erickson Senior Living
  • Baltimore, MD
  • Location: Erickson Senior Living Erickson Senior Living, headquartered in Baltimore, Maryland is a national provider of ...
  • 3/27/2024 12:00:00 AM

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Compliance Analyst
  • J.Y. Legner Associates, Inc.
  • Gibsonton, FL
  • Job Type: Full-time Contract with potential to be hired on This opportunity MUST be worked on a W2 ONLY, NO C2C eligibil...
  • 3/27/2024 12:00:00 AM

Pennsylvania (/ˌpɛnsɪlˈveɪniə/ (listen) PEN-sil-VAY-nee-ə), officially the Commonwealth of Pennsylvania, is a state located in the northeastern and Mid-Atlantic regions of the United States. The Appalachian Mountains run through its middle. The Commonwealth is bordered by Delaware to the southeast, Maryland to the south, West Virginia to the southwest, Ohio to the west, Lake Erie and the Canadian province of Ontario to the northwest, New York to the north, and New Jersey to the east. Pennsylvania is the 33rd-largest state by area, and the 6th-most populous state according to the most recent of...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$66,602 to $89,001

Compliance Analyst (Banking), Sr. in Pittsfield, MA
- Conduct risk assessments on reviewed clients, issue advisory/take decisions on new to bank account opening requests, make decisions on the risk assessment (increased, neutral, unacceptable risks) of existing relationships to ensure compliance with regulatory requirements.
January 05, 2020
Compliance Analyst (Banking), Sr. in Newport News, VA
- Document on-boarding decisions for reviewed clients, provide advisory for sanctions matches referred by operations and business units and provide sign off for account opening for increased risk and Politically Exposed Persons (PEP) customers to ensure compliance with regulatory requirements.
January 19, 2020
Compliance Analyst (Banking), Sr. in Battle Creek, MI
Assist Electronic Banking Risk Management Officer and Electronic Banking Compliance Manager monitor ACH activity as it relates to the Bankwide ACH Risk Management Policies, Procedures and Program.
February 05, 2020