Compliance Analyst (Banking), Sr. jobs in Oklahoma
Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)
Recently Added Compliance Analyst (Banking), Sr. jobs
- Seres Smith Consulting
-
Tulsa, OK
FULL_TIME
-
Compliance/BSA Associate
Tulsa, OK
Essential Functions:- Provide regulatory and control guidance regarding business practices, key decisions, policies, processes and, standards.
- Assess operational breakdowns for compliance risk and provide guidance on remediation/recovery plans.
- Perform risk-based reviews of business line control design and execution effectiveness and provide guidance on identified risks or gaps.
- Utilize firm's review procedures, including tools/templates necessary to complete reviews (i.e. review check list, official report of review, etc.).
- Stay abreast of regulatory issues, developments, changes, and industry emerging trends
- Compares practice with regulatory and internal requirements to identify variances.
- Discuses and validate findings with management.
- Prepare and present conclusions and recommendations to management.
- Perform other duties as assigned.
REQUIREMENTS:- Bachelor's Degree: Business, Finance, or equivalent field or equivalent work experience
- Master's Degree: Business, Finance, or equivalent field.
- Two (2) plus years banking or legal compliance experience preferred in a financial institution.
- Knowledge of bank administration, lending and operations products and services; related state and federal laws and regulations, and other bank operational policies and procedures.
- Experience, knowledge and training in all operational and lending activities and terminology. Good oral and written communication skills
- Proven ability to effectively train and instruct others in a formal classroom or one-on-one environment.
- Ability to read, analyze and interpret government regulations, periodicals, professional journals, and technical procedures.
- Ability to reform compliance reviews with appropriate documentation to support review. Attention to detail. Ability to work with all business lines, and be able to work independently and in a team environment.
- Excellent organizational and prioritizing skills. Ability to define problems, collect data, establish facts, and draw valid conclusions.
- Strong computer skills including Microsoft Office
- Ability to travel 30% of time
- Just Posted
- Oklahoma State University
-
Stillwater, OK
FULL_TIME
- The Office of University Research Compliance at Oklahoma State University (OSU) seeks candidates for the position of Compliance Analyst. The Compliance Analyst assists in the development, implementati...
- 12 Days Ago
- Saint Francis Hospital, Inc.
-
OK, OK
FULL_TIME
- Current Saint Francis Employees - Please click HERE to login and apply. Full Time Job Summary: The Compliance Analyst helps develop and maintain systems and processes to demonstrate the principles of ...
- 13 Days Ago
- Oklahoma State University, Stillwater (OSU)
-
Stillwater, OK
FULL_TIME
- Position Details Req ID: req17496 Position Title: Compliance Analyst Position Type: Staff Full-Time Position Number: AS7017 OSU Campus: Stillwater Department: University Research Compliance Location A...
- 14 Days Ago
- Oklahoma State University, Stillwater (OSU)
-
Stillwater, OK
FULL_TIME
- Position Details Req ID: req17496 Position Title: Compliance Analyst Position Type: Staff Full-Time Position Number: AS7017 OSU Campus: Stillwater Department: University Research Compliance Location A...
- 14 Days Ago
- Oklahoma Complete Health
-
LAWTON, OK
FULL_TIME
- You could be the one who changes everything for our 28 million members. Centene is transforming the health of our communities, one person at a time. As a diversified, national organization, you’ll hav...
- 17 Days Ago
Compliance Analyst (Banking), Sr. jobs at Popular Companies