Compliance Analyst (Banking), Sr. jobs in Ohio

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

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Sr. Compliance Analyst
  • FIS
  • Cincinnati, OH FULL_TIME
  • Position Type :

    Full time

    Type Of Hire :

    Experienced (relevant combo of work and education)

    Education Desired :

    Bachelor of Business Administration

    Travel Percentage :

    1 - 5%

    Job Description

    Are you ready to unleash your full potential? We're looking for people who are passionate about payments to chart Worldpay's path to being the largest and most-loved payments company in the world.


    What you will be doing:


    * Monitors and communicates regulatory changes that impact Worldpay products, services and business activities.
    * Maintains knowledge of applicable laws and regulations.
    * Offers guidance on implementing regulatory changes.
    * Communicates detailed requirements to LOB, validate solution approach and monitor status.
    * Provides compliance reviews and direction for new and expanding products and services.
    * Responds to issues and matters pertaining to regulatory compliance of Worldpay products, services and business activities.
    * Performs periodic reviews and evaluations of Worldpay products, services and business activities to validate compliance with applicable laws and regulations or detect regulatory violations, weak controls or other potential areas of exposure.
    * Conducts compliance assessments and provides direction on any deficiencies detected by those assessments.
    * Meets with business unit Compliance Officers on a regular basis for status updates on compliance issues.
    * Monitors LOB compliance activities to verify that regulatory compliance deadlines and requirements are met.
    * Tracks and validates product compliance deficiencies to completion.
    * Participates in development of compliance sessions/presentations.
    * Participates in training promoting compliance awareness.
    * Identifies areas of potential improvement.
    * Provides updates for periodic reports.
    * Interfaces with legal counsel and federal, state and local agencies, as needed to address regulatory or compliance issues, concerns or questions.
    * Assists the business with responses to customer compliance-specific questions and concerns.
    * Participates with and/or leads customer focus and advisory groups.
    * Prepares and approves internal and customer communications covering compliance issues (bulletins, position statements, monthly reports, etc.
    * Other related duties assigned as needed.

    What you bring:


    * Requires five or more years of experience in the regulatory compliance field.

    * Ability to communicate ideas both verbally and in written form in a clear, concise, and professional manner
    * Comprehensive knowledge of at least one substantive area of compliance, such as banking regulations, anti-money laundering, or anti-corruption
    * Excellent analytical skills
    * Ability to understand technical documents and legal or regulatory reference materials
    * Ability to understand and apply learned concepts
    * Demonstrated ability to plan and complete work within tight time limitations
    * Ability to apply creative problem solving techniques and tools to compliance issues
    * Ability to follow and conduct a compliance monitoring program
    * Ability to provide information to a variety of audiences and deal effectively with confidential issues that are sensitive in nature
    * Ability to share information with awareness of its effect on others

    What we offer you

    * A competitive salary and benefits

    * A variety of career development tools, resources and opportunities

    * The chance to work on some of the most challenging, relevant issues in the payment industry

    * Time to support charities and give back in your community


    Privacy Statement

    FIS is committed to protecting the privacy and security of all personal information that we process in order to provide services to our clients. For specific information on how FIS protects personal information online, please see the .

    EEOC Statement

    FIS is an equal opportunity employer. We evaluate qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, marital status, genetic information, national origin, disability, veteran status, and other protected characteristics. The EEO is the Law poster is available here supplement document available here


    For positions located in the US, the following conditions apply. If you are made a conditional offer of employment, you will be required to undergo a drug test. ADA Disclaimer: In developing this job description care was taken to include all competencies needed to successfully perform in this position. However, for Americans with Disabilities Act (ADA) purposes, the essential functions of the job may or may not have been described for purposes of ADA reasonable accommodation. All reasonable accommodation requests will be reviewed and evaluated on a case-by-case basis.

    Sourcing Model

    Recruitment at FIS works primarily on a direct sourcing model; a relatively small portion of our hiring is through recruitment agencies. FIS does not accept resumes from recruitment agencies which are not on the preferred supplier list and is not responsible for any related fees for resumes submitted to job postings, our employees, or any other part of our company.

    #pridepass


    FIS is an equal opportunity employer. We evaluate qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, marital status, genetic information, national origin, disability, veteran status, and other protected characteristics. The EEO is the Law poster is available here: http://www1.eeoc.gov/employers/upload/eeoc_self_print_poster.pdf

    For positions located in the US, the conditions below apply.

    If you are made a conditional offer of employment, you will be required to undergo a drug test and background check (including criminal record check)

    ADA Disclaimer: In developing this job description care was taken to include all competencies needed to successfully perform in this position. However, for Americans with Disabilities Act (ADA) purposes, the essential functions of the job may or may not have been described for purposes of ADA reasonable accommodation. All reasonable accommodation requests will be reviewed and evaluated on a case-by-case basis.

     

  • 17 Days Ago

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Sr. Compliance Analyst
  • FIS Global
  • Cincinnati, OH OTHER,FULL_TIME
  • Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Bachelor of Business Administration Travel Percentage : 1 - 5%Job DescriptionAre you rea...
  • 28 Days Ago

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Sr. Analyst, International Trade Compliance
  • Vertiv
  • Westerville, OH FULL_TIME
  • Vertiv is hiring a Sr. Analyst, International Trade Compliance in Westerville to support the International Trade Compliance function by ensuring import/export business processes are compliant with all...
  • Just Posted

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Business Analyst Sr. - Corporate & Institutional Banking
  • PNC
  • Cleveland, OH FULL_TIME
  • Position OverviewAt PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work to...
  • 1 Month Ago

S
Help Desk Analyst 3 - (100% Onsite)
  • SR International Inc.
  • Columbus, OH FULL_TIME
  • Job DetailsRole: - Help Desk Analyst 3 - 731903 (100% Onsite)Contract: Until 06/30/2024 (with possible extension)Location: Rhodes State Office Tower, 30 E Broad St 14th Floor, Columbus, OH 43215 Descr...
  • 7 Days Ago

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Credit Analyst
  • Credit Analyst
  • Canfield, OH FULL_TIME
  • To use all information in creating a clear picture of the customer’s financial position. This is vital to the Lenders; it allows them to make well informed decisions before entering into a lending rel...
  • 9 Days Ago

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Compliance Analyst
  • LevelUP HCS
  • New York, NY
  • In this role, you will support both the Sanctions and Monitoring & Investigations teams. You will be responsible for pol...
  • 3/28/2024 12:00:00 AM

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IT Compliance Analyst
  • Berkley
  • Scottsdale, AZ
  • Company Details: This role will reside within the Data Management and Analytics group of W.R. Berkley with a focus on th...
  • 3/28/2024 12:00:00 AM

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IT Compliance Analyst
  • The Judge Group
  • Smithfield, VA
  • A great job-and a great future-awaits you at Smithfield Foods. We're an $18 billion U.S. food company with nearly 60,000...
  • 3/28/2024 12:00:00 AM

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COMPLIANCE ANALYST
  • Bayview Asset Management
  • Miami, FL
  • Overview: Bayview Asset Management, LLC is a private fund manager focused on mortgage and consumer credit, including who...
  • 3/28/2024 12:00:00 AM

I
Compliance Analyst
  • Isaiah House Inc
  • Harrodsburg, KY
  • Isaiah House is looking for a dedicated and driven person to take on the role of Compliance Analyst at our center in Har...
  • 3/28/2024 12:00:00 AM

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Tax Compliance Analyst
  • Erickson Senior Living
  • Baltimore, MD
  • Location: Erickson Senior Living Erickson Senior Living, headquartered in Baltimore, Maryland is a national provider of ...
  • 3/27/2024 12:00:00 AM

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Compliance Analyst I
  • Experis
  • Houston, TX
  • Our client, an American multinational chemical company is seeking a Compliance Analyst to join their team. Title: Trade ...
  • 3/27/2024 12:00:00 AM

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Compliance Analyst
  • The Intersect Group
  • Conduct regular assessments to ensure compliance with cybersecurity regulations, standards, and best practices. Interpre...
  • 3/27/2024 12:00:00 AM

Ohio /oʊˈhaɪoʊ/ (listen) is a Midwestern state in the Great Lakes region of the United States. Of the fifty states, it is the 34th largest by area, the seventh most populous, and the tenth most densely populated. The state's capital and largest city is Columbus. The state takes its name from the Ohio River, whose name in turn originated from the Seneca word ohiːyo', meaning "good river", "great river" or "large creek". Partitioned from the Northwest Territory, Ohio was the 17th state admitted to the Union on March 1, 1803, and the first under the Northwest Ordinance. Ohio is historically know...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$65,452 to $87,465

Compliance Analyst (Banking), Sr. in Pittsfield, MA
- Conduct risk assessments on reviewed clients, issue advisory/take decisions on new to bank account opening requests, make decisions on the risk assessment (increased, neutral, unacceptable risks) of existing relationships to ensure compliance with regulatory requirements.
January 05, 2020
Compliance Analyst (Banking), Sr. in Newport News, VA
- Document on-boarding decisions for reviewed clients, provide advisory for sanctions matches referred by operations and business units and provide sign off for account opening for increased risk and Politically Exposed Persons (PEP) customers to ensure compliance with regulatory requirements.
January 19, 2020
Compliance Analyst (Banking), Sr. in Battle Creek, MI
Assist Electronic Banking Risk Management Officer and Electronic Banking Compliance Manager monitor ACH activity as it relates to the Bankwide ACH Risk Management Policies, Procedures and Program.
February 05, 2020