Compliance Analyst (Banking), Sr. jobs in North Dakota

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

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Compliance Analyst
  • Choice Bank
  • Fargo, ND FULL_TIME
  • The Compliance Analyst will support the Chief Compliance Officer in overseeing Choice Bank’s regulatory compliance program, working closely with first- and second-line stakeholders to facilitate appropriate compliance risk identification, mitigation, and management, with a specific focus on maturing the Bank’s fair banking oversight program. This individual will be responsible for, among other things, assisting with day-to-day compliance risk support of business units, facilitating or leading fair lending or other assigned validation and reporting activities, participating in compliance risk assessments and reviews, and supporting the CCO and Deputy Chief Risk Officer with internal audits and regulatory exams.

    Responsibilities (What will be the day- to- day responsibilities of this position?)

    • Develop and mature risk standards and programs to ensure compliance with applicable laws, regulations, and internal policy requirements.
    • Support the CCO in the completion of the Bank’s annual Fair Banking risk assessment
    • Assist in the development and maintenance of the compliance obligation inventory, control inventory, and risk and control self-assessment processes as they relate to Fair Banking requirements or other assigned compliance regulations
    • Collaborate with the CCO to perform subject matter expert reviews and assessments for fair banking and other assigned regulations
    • Support continuous improvement efforts to drive maturation and effectiveness of the compliance program, with a specific focus on Fair Banking oversight
    • Oversee responses to auditor or regulatory requests, in collaboration with the CCO and Deputy CRO
    • Maintain knowledge and expertise in applicable laws and regulations.
    • Performs other ad hoc QA related duties as required.

    Experience

    Required
    • Demonstrated ability to work both independently and collaboratively, escalate items requiring attention, and proactive approach at problem solving and continuous improvement.
    • Strong verbal and written communication skills.
    • Proficiency with Microsoft Office software (Excel, PowerPoint, Etc.)
    • Ability to manage multiple projects and stakeholders simultaneously.
    • Familiarity with GRC tools, reporting, and administration of monitoring programs
    • Willingness to support first line of defense through consultation and training associated with procedure and control development, remediation planning and other related topics.
    • Experience conducting compliance risk assessments, including publication, and reporting of results.
    • Experience in understanding the development of standard operating procedures and controls.
    • 2 year(s): Experience in regulatory compliance or risk management in the financial services industry, with demonstrated expertise in fair banking requirements. Banking-as-a-Service (BaaS) experience is preferred.

    Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities

    The contractor will not discharge or in any other manner discriminate against employees or applicants because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. However, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor’s legal duty to furnish information. 41 CFR 60-1.35(c)

  • 10 Days Ago

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VP of Ag and Business Banking
  • TS Banking Group
  • Tioga, ND FULL_TIME
  • Job Description: The Bank of Tioga is adding to the team! We are seeking to hire for the position of VP of Ag and Business Banking. The VP of Ag and Business Banking is to originate, underwrite and cl...
  • 9 Days Ago

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Compliance Inspector
  • 7G Environmental Compliance Management
  • Fargo, ND FULL_TIME
  • Our CompanyAt 7G, we're the go-to partner for petroleum tank owners across the country. We tackle environmental challenges while consistently keeping things compliant. Our values are simple: excellenc...
  • 11 Days Ago

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Analyst, Fixed Income Trading Compliance
  • Prudential Ins Co of America
  • Plaza, ND FULL_TIME
  • Job Classification: Corporate - Legal and Compliance At Prudential, we believe talent is key to achieving our vision. When you join Prudential, you’ll unlock a motivating and impactful career – all wh...
  • 18 Days Ago

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Compliance Analyst, Real Estate Debt (Hybrid)
  • Prudential Ins Co of America
  • Plaza, ND FULL_TIME
  • Job Classification: Corporate - Legal and Compliance At Prudential, we believe talent is key to achieving our vision. When you join Prudential, you’ll unlock a motivating and impactful career – all wh...
  • 7 Days Ago

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Sr Business Analyst - Sales and Distribution
  • Border States
  • Fargo, ND FULL_TIME
  • Be part of a growing, successful company in an exciting and challenging field. Border States is 100% employee-owned, which means you're empowered to make decisions, find solutions and receive rewards ...
  • 12 Days Ago

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Compliance Analyst
  • LevelUP HCS
  • New York, NY
  • In this role, you will support both the Sanctions and Monitoring & Investigations teams. You will be responsible for pol...
  • 3/28/2024 12:00:00 AM

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IT Compliance Analyst
  • Berkley
  • Scottsdale, AZ
  • Company Details: This role will reside within the Data Management and Analytics group of W.R. Berkley with a focus on th...
  • 3/28/2024 12:00:00 AM

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IT Compliance Analyst
  • The Judge Group
  • Smithfield, VA
  • A great job-and a great future-awaits you at Smithfield Foods. We're an $18 billion U.S. food company with nearly 60,000...
  • 3/28/2024 12:00:00 AM

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COMPLIANCE ANALYST
  • Bayview Asset Management
  • Miami, FL
  • Overview: Bayview Asset Management, LLC is a private fund manager focused on mortgage and consumer credit, including who...
  • 3/28/2024 12:00:00 AM

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Compliance Analyst
  • Isaiah House Inc
  • Harrodsburg, KY
  • Isaiah House is looking for a dedicated and driven person to take on the role of Compliance Analyst at our center in Har...
  • 3/28/2024 12:00:00 AM

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Tax Compliance Analyst
  • Erickson Senior Living
  • Baltimore, MD
  • Location: Erickson Senior Living Erickson Senior Living, headquartered in Baltimore, Maryland is a national provider of ...
  • 3/27/2024 12:00:00 AM

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Compliance Analyst I
  • Experis
  • Houston, TX
  • Our client, an American multinational chemical company is seeking a Compliance Analyst to join their team. Title: Trade ...
  • 3/27/2024 12:00:00 AM

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Compliance Analyst
  • The Intersect Group
  • Conduct regular assessments to ensure compliance with cybersecurity regulations, standards, and best practices. Interpre...
  • 3/27/2024 12:00:00 AM

North Dakota is a Midwestern state of the United States. It borders Canada and lies at the center of the North American continent. The geographic center of North America is near the town of Rugby. Bismarck is the capital of North Dakota, and Fargo is the largest city. Soil is North Dakota's most precious resource. It is the base of the state's great agricultural wealth. But North Dakota also has enormous mineral resources. These mineral resources include billions of tons of lignite coal. In addition, North Dakota has large oil reserves. Petroleum was discovered in the state in 1951 and quickly...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$64,080 to $85,630

Compliance Analyst (Banking), Sr. in Pittsfield, MA
- Conduct risk assessments on reviewed clients, issue advisory/take decisions on new to bank account opening requests, make decisions on the risk assessment (increased, neutral, unacceptable risks) of existing relationships to ensure compliance with regulatory requirements.
January 05, 2020
Compliance Analyst (Banking), Sr. in Newport News, VA
- Document on-boarding decisions for reviewed clients, provide advisory for sanctions matches referred by operations and business units and provide sign off for account opening for increased risk and Politically Exposed Persons (PEP) customers to ensure compliance with regulatory requirements.
January 19, 2020
Compliance Analyst (Banking), Sr. in Battle Creek, MI
Assist Electronic Banking Risk Management Officer and Electronic Banking Compliance Manager monitor ACH activity as it relates to the Bankwide ACH Risk Management Policies, Procedures and Program.
February 05, 2020