Compliance Analyst (Banking), Sr. jobs in Maine

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

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Sr. Information Security & Compliance Analyst
  • General Dynamics - Bath Iron Works
  • Bath, ME FULL_TIME
  • Job Description

    The purpose of the Information Security and Compliance Analyst position is to support risk assessment and compliance activities for the Bath Iron Works (BIW) information security program. Primary responsibilities include preparing for and supporting internal and external IT security audits; participating as an IT point of contact for new technology initiatives; developing and updating IT policies and procedures and assisting with IT risk assessment activities. This position is part of a team at BIW that is responsible for information security and compliance. 

     

    Job Responsibilities include, but are not limited to:

    • Collaborate with GD Corporate and other external audit agencies.
    • Perform compliance preparation tasks and tests for various audits (e.g., Sarbanes-Oxley Audit, GD Cybersecurity Audit, CMMC Audit).
    • Collect and develop documentation in support of IT security and compliance audits.
    • Assist with implementation of counter-measures or mitigating controls.
    • Interface with the business on IT security control and compliance requirements.
    • Assist with conducting and documenting computer security incident response activities.
    • Assist with development and implementation of the IS System Security Plan (SSP).
    • Conduct reviews to ensure information systems conform to the documented SSP.
    • Conduct and document information system access and integrity reviews.
    • Assist with design and delivery of cyber metrics to ensure continuous compliance.
    • Conduct technology risk assessments in support of BIW Procurement initiatives.
    • Other duties as assigned.

    Required/Preferred Education/Training

    • Bachelor’s degree in Cybersecurity or Information Technology or equivalent combination of experience and education.
    • This position requires you to be able to obtain a government security clearance.  You must be a US Citizen for consideration and you must be able to obtain an interim security clearance within the first 45 days of hire.  For more information regarding the security clearance process, please visit Investigations & Clearance Process (dcsa.mil)

    Required/Preferred Experience

    • 5 years of experience working in Information Security and/or Information Technology is required.
    • Familiarity with Defense Federal Acquisition Regulation Supplement (DFARS) cyber controls is preferred.
    • Strong verbal and written communications skills.
    • Strong problem-solving skills.
    • Must be able to pass a federal drug screening test.
    • This position requires you to be able to obtain a government security clearance.  You must be a US Citizen for consideration and you must be able to obtain an interim security clearance within the first 45 days of hire.  For more information regarding the security clearance process, please visit Investigations & Clearance Process (dcsa.mil)
  • 5 Days Ago

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Compliance Analyst
  • SHP Management Corp
  • Cumberland, ME FULL_TIME
  • POSITION SUMMARYThe Compliance Analyst is responsible for assisting the Director in the direction and oversight of all compliance activities of the corporation. The Compliance Analyst reports to the C...
  • 15 Days Ago

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Regulatory Compliance Analyst
  • Bangor Savings Bank
  • Bangor, ME FULL_TIME
  • Position Overview: Responsible for performing independent, secondary reviews of processes/activities pertaining to various areas of the Bank (primarily relating to lending), while aiding in the ongoin...
  • 20 Days Ago

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Information Security & Compliance Analyst
  • General Dynamics - Bath Iron Works
  • Bath, ME FULL_TIME
  • Job Description The purpose of the Information Security and Compliance Analyst position is to support risk assessment and compliance activities for the Bath Iron Works (BIW) information security progr...
  • 5 Days Ago

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Corporate Compliance Support Analyst
  • AVANGRID MANAGEMENT COMPA
  • Augusta, ME FULL_TIME
  • Long Description About AVANGRID: AVANGRID, Inc. (NYSE: AGR) aspires to be the leading sustainable energy company in the United States. Headquartered in Orange, CT with approximately $39 billion in ass...
  • 1 Month Ago

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Sr. Information Security Analyst
  • General Dynamics - Bath Iron Works
  • Bath, ME FULL_TIME
  • Job Description The purpose of the Information Security Analyst position is to support the Bath Iron Works (BIW) Information Security Team with protecting its on premises and cloud based computer syst...
  • 5 Days Ago

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Tax Compliance Analyst
  • Erickson Senior Living
  • Baltimore, MD
  • Location: Erickson Senior Living Erickson Senior Living, headquartered in Baltimore, Maryland is a national provider of ...
  • 4/26/2024 12:00:00 AM

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Compliance Analyst
  • Private Equity Firm
  • New York, NY
  • Title: Compliance Analyst Location: New York City, NY Hybrid Work: Role will start in-office four days per week, reducin...
  • 4/26/2024 12:00:00 AM

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IT Compliance Analyst
  • Assa Abloy Group
  • Lake Forest, CA
  • We are seeking a highly motivated and detail-oriented IT Compliance Analyst to join our dynamic team at ASSA ABLOY Ameri...
  • 4/26/2024 12:00:00 AM

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Compliance Analyst
  • Apex Systems
  • Juno Beach, FL
  • MUST HAVE: Great Communication Skills Attention to Detail Problem Solver Financial Background or Legal Background Unders...
  • 4/24/2024 12:00:00 AM

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Compliance Analyst
  • Tandym Group
  • New York, NY
  • A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role,...
  • 4/24/2024 12:00:00 AM

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Compliance Analyst
  • ConsumerDirect, Inc.
  • Irvine, CA
  • ***Local candidates ONLY – this position is on-site Monday – Friday.*** About ConsumerDirect: ConsumerDirect is the peop...
  • 4/24/2024 12:00:00 AM

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Compliance Analyst
  • Mitchell Martin Inc.
  • Jersey City, NJ
  • Title: Legal and Compliance Analyst Location: Jersey City, NJ Position Type: Contract SKILLS & EXPERIENCE WE’RE LOOKING ...
  • 4/23/2024 12:00:00 AM

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Compliance Analyst Sr
  • UCHealth
  • COLORADO SPRINGS, CO
  • Description Position can be held in Colorado Springs or Denver Summary: Assists with administration of the organization'...
  • 4/5/2024 12:00:00 AM

To the south and east is the Atlantic Ocean and to the north and northeast is New Brunswick, a province of Canada. The Canadian province of Quebec is to the northwest. Maine is both the northernmost state in New England and the largest, accounting for almost half of the region's entire land area. Maine is the only state in the continental US to border only one other American state (New Hampshire to the South and West). Maine is the easternmost state in the United States in both its extreme points and its geographic center. The town of Lubec is the easternmost organized settlement in the United...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$65,118 to $87,016

Compliance Analyst (Banking), Sr. in Pittsfield, MA
- Conduct risk assessments on reviewed clients, issue advisory/take decisions on new to bank account opening requests, make decisions on the risk assessment (increased, neutral, unacceptable risks) of existing relationships to ensure compliance with regulatory requirements.
January 05, 2020
Compliance Analyst (Banking), Sr. in Newport News, VA
- Document on-boarding decisions for reviewed clients, provide advisory for sanctions matches referred by operations and business units and provide sign off for account opening for increased risk and Politically Exposed Persons (PEP) customers to ensure compliance with regulatory requirements.
January 19, 2020
Compliance Analyst (Banking), Sr. in Battle Creek, MI
Assist Electronic Banking Risk Management Officer and Electronic Banking Compliance Manager monitor ACH activity as it relates to the Bankwide ACH Risk Management Policies, Procedures and Program.
February 05, 2020