Compliance Analyst (Banking), Sr. jobs in Massachusetts

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

U
Sr Clinical Research Compliance Analyst
  • University of Massachusetts Medical School
  • Worcester, MA OTHER
  • Overview

    GENERAL SUMMARY OF POSITION:

    Under the general direction of the Assoc Director of Clinical Research Compliance or designee, the Senior Clinical Research Compliance Analyst is responsible for ensuring the institutions compliance with all assigned clinical research regulatory policies and procedures.

    Responsibilities

    MAJOR RESPONSIBILITIES:

    • Develop, implement and monitor compliance program components (such as AAHRPP accreditation, clinicaltrials.gov etc.)
    • Assist with the identification, interpretation, implementation and maintenance of relevant federal and state regulations and local policies
    • Prepare and assist with implementing remediation and corrective action plans, audit responses and timelines
    • Coordinate with staff members when needed to address compliance program matters
    • Responsible for drafting, negotiating and managing a variety of clinical research contracts in a timely manner
    • Ensure timely completion of information in relevant contract management tool/tracking systems
    • Collaborate with other internal contracting department when triaging agreements to facilitate appropriate review
    • Manage daily activity of Clinical Research Compliance support staff
    • Develop, review, and revise assigned curriculum, training materials, job aids, SOPs, and policies
    • Deliver compliance training and orientation to clinical research staff/faculty
    • Maintain various internal reporting systems, providing metrics to senior management ensuring that metrics are captured in an accurate and timely manner
    • Perform other duties as required.

                                                                               

    Qualifications

    REQUIRED QUALIFICATIONS:

    • Bachelor's Degree in a related field, or equivalent experience
    • 3-5 years of experience drafting and negotiating contracts/agreements related to biomedical/science industry and analyzing clinical research compliance/regulatory component areas   
    • Working knowledge and understanding of federal, state regulation and guidance related to clinical research
    • Strong computer and software skills.                                                                                                                    

    Additional Information

    ** This is a hybrid work model with the understanding that the Compliance Analyst will be available and onsite as required to support thedepartment. **

     

    PREFERRED QUALIFICATIONS:

    • Juris Doctor, Certification in clinical research (CIP, SOCRA, ACRP or equivalent)
    • Prior experience in an academic health center or hospital
    • OnCore clinical trial management experience

                #LI-KR1     

  • 23 Days Ago

T
Sr. Product Safety & Compliance Analyst
  • TJX Companies
  • Marlborough, MA FULL_TIME
  • Discovery is at the core of everything we do - whether it’s a great value, incredible style, or building long-lasting partnerships with people around the world. That’s what makes TJX different. You ca...
  • Just Posted

U
Sr Clinical Research Contract Compliance Analyst
  • UMass Med School
  • Worcester, MA FULL_TIME
  • Sr Clinical Research Contract Compliance Analyst Minimum Salary US-MA-Worcester Job Location 5 days ago(11/15/2023 3:28 PM) Requisition Number 2023-44869 # of Openings 1 Posted Date Day Shift Exempt E...
  • 13 Days Ago

F
Compliance Analyst
  • First Help Financial
  • Needham, MA FULL_TIME
  • First Help Financial (FHF) is a fast growing and culturally diverse company in the U.S. We provide auto loans to the underserved and care for our customers and partners with exceptional service. Throu...
  • 25 Days Ago

S
Compliance Analyst
  • Source Code LLC
  • Milford, MA FULL_TIME
  • Job Title: Compliance Analyst Reports to: Director of Cybersecurity GENERAL SUMMARY: At Integrated IT, the Compliance Analyst role is responsible for ensuring that our clients comply with one or more ...
  • 2 Days Ago

B
Compliance Analyst
  • Boston Partners
  • Boston, MA FULL_TIME
  • Position: Compliance AnalystDepartment: ComplianceReport to: Sr. Compliance ManagerLocation: BostonCompany Summary:Boston Partners is a global investment advisor with $95 billion in AUM and a longstan...
  • 2 Days Ago

B
Compliance Analyst
  • Boston Partners Global Investors, Inc.
  • Boston, MA
  • Position: Compliance Analyst Department: Compliance Report to: Sr. Compliance Manager Location: Boston Company Summary: ...
  • 3/29/2024 12:00:00 AM

I
IT Compliance Analyst
  • Insight Global
  • Temple, GA
  • Responsibilities: Evaluate and report on the effectiveness of security and compliance controls as well as risk mitigatio...
  • 3/28/2024 12:00:00 AM

E
Compliance Analyst
  • Experis
  • New York, NY
  • Our client is seeking a Compliance Analyst to join their team. The analyst will work closely with other team members and...
  • 3/28/2024 12:00:00 AM

I
Compliance Analyst
  • Intercontinental Exchange Holdings, Inc.
  • Jacksonville, FL
  • Overview: Job Purpose Intercontinental Exchange, Inc. (NYSE: ICE) is seeking a Compliance Analyst to join our corporate ...
  • 3/28/2024 12:00:00 AM

M
Compliance Analyst
  • Madison-Davis, LLC
  • Stamford, CT
  • Asset management company located in Stamford Connecticut looking to bring on board a "Compliance Analyst” to join their ...
  • 3/28/2024 12:00:00 AM

P
Compliance Analyst
  • Plus500™
  • Itasca, IL
  • Job Title: Compliance Analyst Reporting Line: CCO Plus500 is looking for a Compliance Analyst to join the Itasca, IL off...
  • 3/28/2024 12:00:00 AM

E
Tax Compliance Analyst
  • Erickson Senior Living
  • Baltimore, MD
  • Location: Erickson Senior Living Erickson Senior Living, headquartered in Baltimore, Maryland is a national provider of ...
  • 3/27/2024 12:00:00 AM

J
Compliance Analyst
  • J.Y. Legner Associates, Inc.
  • Gibsonton, FL
  • Job Type: Full-time Contract with potential to be hired on This opportunity MUST be worked on a W2 ONLY, NO C2C eligibil...
  • 3/27/2024 12:00:00 AM

Massachusetts is the 7th-smallest state in the United States. It is located in the New England region of the northeastern United States and has an area of 10,555 square miles (27,340 km2), 25.7% of which is water. Several large bays distinctly shape its coast. Boston is the largest city, at the inmost point of Massachusetts Bay, and the mouth of the Charles River. Despite its small size, Massachusetts features numerous topographically distinctive regions. The large coastal plain of the Atlantic Ocean in the eastern section of the state contains Greater Boston, along with most of the state's po...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$72,628 to $97,054

Compliance Analyst (Banking), Sr. in Pittsfield, MA
- Conduct risk assessments on reviewed clients, issue advisory/take decisions on new to bank account opening requests, make decisions on the risk assessment (increased, neutral, unacceptable risks) of existing relationships to ensure compliance with regulatory requirements.
January 05, 2020
Compliance Analyst (Banking), Sr. in Newport News, VA
- Document on-boarding decisions for reviewed clients, provide advisory for sanctions matches referred by operations and business units and provide sign off for account opening for increased risk and Politically Exposed Persons (PEP) customers to ensure compliance with regulatory requirements.
January 19, 2020
Compliance Analyst (Banking), Sr. in Battle Creek, MI
Assist Electronic Banking Risk Management Officer and Electronic Banking Compliance Manager monitor ACH activity as it relates to the Bankwide ACH Risk Management Policies, Procedures and Program.
February 05, 2020