Compliance Analyst (Banking), Sr. jobs in Connecticut

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

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Business Analyst (IT)
  • Banking Circle US
  • STAMFORD, CT FULL_TIME
  • At Banking Circle US, we want to make an impact that pioneers the industry and creates instant value for our clients. Banking Circle US is building a fully clouded, scalable financial infrastructure providing the first and only real-time clearing and settlement network globally. Our mission is to build proprietary access to all the world’s major currencies on one platform and create a financial ecosystem that cuts out the time and cost of cross border payments, enabling a new way for financial institutions and corporates to service online merchants.
    Banking Circle U.S. will offer an API-based product for domestic and cross-border payments, as well as foreign exchange services. We will serve U.S. banks and their overseas counterparties, payment service providers, and large corporates.
    Summary of the role:
    The purpose of the role is to support the delivery of Banking Circle US’s services, by developing and implementing Business solutions including Reports that provide timely and accurate information to the functional teams and designing solutions to cater for operational requirements/needs supporting the launch of new products and services.

    Tasks and responsibilities

    The duties listed are not exhaustive but represent typical duties. Line management will request and expect participation in other activities / tasks as the need arises.
     
    Primary responsibilities: 
    • Development, deployment and maintenance of business reports / dashboards utilizing PowerBI/Databricks/SQL solutions.
    • Development, deployment and maintenance of in-house tools to facilitate simple solutions utilizing utilities such as MS Excel, MS Word-based Macros along with other programming languages.
    • Work as a business analyst on the payments platform and provide Second /Third line of support for Production issues.
     

    Skills and competencies

    Education & Experience:
    • Bachelors Engineering degree (or equivalent) in information technology or computer science
    • 2 years of relevant Business Analysis experience.
    • Proven track record of building and deploying BI reports, data visualizations and building tools / solutions to support MVP business requirements using methods mentioned above.
    Qualifications/competencies:
    Must - Haves
    • Well Experienced in utilizing PowerBI & Databricks for creating reports for MIS and financial reporting.
    • Good understanding of SQL and ability to use excel macro (VBA) and/or other comparable programming languages for developing tools.
    • Basic working knowledge and understanding of accounting processes and principles.
    • Business process analysis skills, such as but not limited to: requirements gathering, analysis refinement, test organization (test case documentation and execution).

     

  • 7 Days Ago

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Compliance Analyst
  • Mashantucket Pequot Gaming Enterprise
  • Mashantucket, CT FULL_TIME
  • Under the direction of the Chief Compliance Officer and the Director BSA Compliance, the incumbent ensures compliance with Tribal, State and Federal laws related to Anti-Money Laundering and Bank Secr...
  • 20 Days Ago

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Compliance Analyst
  • Foxwoods Resort Casino
  • Mashantucket, CT FULL_TIME
  • Under the direction of the Chief Compliance Officer and the Director BSA Compliance, the incumbent ensures compliance with Tribal, State and Federal laws related to Anti-Money Laundering and Bank Secr...
  • 21 Days Ago

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Compliance Analyst
  • Partnership Employment
  • Stamford, CT FULL_TIME
  • Investment advisor based in Stamford is looking to hire a Compliance Analyst to support the AML program. The position is hybrid, 2 days in office. Responsibilities: - Handle investigation process from...
  • 15 Days Ago

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Seasonal Analyst, Private Banking
  • Webster Bank
  • Stamford, CT OTHER
  • If you’re looking for a meaningful career, you’ll find it here at Webster. Founded in 1935, our focus has always been to put people first--doing whatever we can to help individuals, families, business...
  • 3 Days Ago

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Business Banking Credit Analyst
  • Citizens
  • Hartford, CT OTHER
  • Description Citizens Private Bank is looking for a Credit Analyst to support the underwriting needs of the Private Bank’s business loan products. The Credit Analyst will focus on processing, evaluatin...
  • 3 Days Ago

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Compliance Analyst
  • LevelUP HCS
  • New York, NY
  • In this role, you will support both the Sanctions and Monitoring & Investigations teams. You will be responsible for pol...
  • 3/28/2024 12:00:00 AM

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IT Compliance Analyst
  • Berkley
  • Scottsdale, AZ
  • Company Details: This role will reside within the Data Management and Analytics group of W.R. Berkley with a focus on th...
  • 3/28/2024 12:00:00 AM

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IT Compliance Analyst
  • The Judge Group
  • Smithfield, VA
  • A great job-and a great future-awaits you at Smithfield Foods. We're an $18 billion U.S. food company with nearly 60,000...
  • 3/28/2024 12:00:00 AM

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COMPLIANCE ANALYST
  • Bayview Asset Management
  • Miami, FL
  • Overview: Bayview Asset Management, LLC is a private fund manager focused on mortgage and consumer credit, including who...
  • 3/28/2024 12:00:00 AM

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Compliance Analyst
  • Isaiah House Inc
  • Harrodsburg, KY
  • Isaiah House is looking for a dedicated and driven person to take on the role of Compliance Analyst at our center in Har...
  • 3/28/2024 12:00:00 AM

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Tax Compliance Analyst
  • Erickson Senior Living
  • Baltimore, MD
  • Location: Erickson Senior Living Erickson Senior Living, headquartered in Baltimore, Maryland is a national provider of ...
  • 3/27/2024 12:00:00 AM

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Compliance Analyst I
  • Experis
  • Houston, TX
  • Our client, an American multinational chemical company is seeking a Compliance Analyst to join their team. Title: Trade ...
  • 3/27/2024 12:00:00 AM

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Compliance Analyst
  • The Intersect Group
  • Conduct regular assessments to ensure compliance with cybersecurity regulations, standards, and best practices. Interpre...
  • 3/27/2024 12:00:00 AM

Connecticut is bordered on the south by Long Island Sound, on the west by New York, on the north by Massachusetts, and on the east by Rhode Island. The state capital and fourth largest city is Hartford, and other major cities and towns (by population) include Bridgeport, New Haven, Stamford, Waterbury, Norwalk, Danbury, New Britain, Greenwich, and Bristol. Connecticut is slightly larger than the country of Montenegro. There are 169 incorporated towns in Connecticut.The highest peak in Connecticut is Bear Mountain in Salisbury in the northwest corner of the state. The highest point is just east...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$71,928 to $96,118

Compliance Analyst (Banking), Sr. in Pittsfield, MA
- Conduct risk assessments on reviewed clients, issue advisory/take decisions on new to bank account opening requests, make decisions on the risk assessment (increased, neutral, unacceptable risks) of existing relationships to ensure compliance with regulatory requirements.
January 05, 2020
Compliance Analyst (Banking), Sr. in Newport News, VA
- Document on-boarding decisions for reviewed clients, provide advisory for sanctions matches referred by operations and business units and provide sign off for account opening for increased risk and Politically Exposed Persons (PEP) customers to ensure compliance with regulatory requirements.
January 19, 2020
Compliance Analyst (Banking), Sr. in Battle Creek, MI
Assist Electronic Banking Risk Management Officer and Electronic Banking Compliance Manager monitor ACH activity as it relates to the Bankwide ACH Risk Management Policies, Procedures and Program.
February 05, 2020