Compliance Analyst (Banking), Sr. jobs in Colorado
Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)
Recently Added Compliance Analyst (Banking), Sr. jobs
Sr. Compliance Analyst
- Mavensoft Technologies, LLC.
-
Denver, CO
FULL_TIME
-
Job Title: Sr. Compliance Analyst
Duration: 8 months (contract)
Location: Colorado (Remote, must be Local from Colorado – No relocation allowed)
Key skills: Project Management, Compliance Management, Analytical Skills, Communication, Collaboration, Standards Development
Description
Seeking an analytical and detail-oriented Sr. Compliance Analyst with standards development expertise primarily in SDLC and DevOps (application development & support). The analyst should have excellent communication and people skills and a curiosity for researching best practices and trends. The Analyst will be responsible for Compliance activities and for reviewing existing standards, refreshing them, and/or developing new ones primarily for application development (SDLC, DevOps) in partnership with functional areas.
The analyst will be also responsible for applying compliance expertise for accurate development of OIT services for client Agencies, improving Compliance programs, and ensuring adherence to the relevant Security, State, and Federal Policies and Standards. These include but are not limited to NIST, HIPAA, IRS, CJIS, and others. The analyst will leverage their curiosity to extend their knowledge and understanding of new and changing regulations and develop requirements, controls, and compliance checklists for teams to follow and adhere to.
Job Duties:- Experienced in researching applicable laws and regulations as they relate to the State systems and driving compliance activities.
- Develop, drive, and/or assist in tracking and delivery of Compliance activities - compliance checklist, identifying and mitigating any compliance or regulatory concerns, identifying risks and solutions to mitigate them.
- Subject matter expert representation from Service Delivery organization to the State Agencies, and for Application teams (development and support).
- Review application (and other departments) needs of Interpret Policies (e.g. CJIS) and standards and develop checklists and procedures for teams to use.
- Develop a checklist of all compliances and standards that need to be followed by a department or a functional area in the Service Delivery & Support organization, e.g. DevOps/Applications, and ensure compliance with the applicable standards, policies, and/or controls. Leverage subject matter experts (SMEs) to develop or facilitate the development of standards. Collaborate with OIT’s Security organization to ensure compliance checklists and security standards have the necessary details required for the Service Delivery organization functional areas.
- Develop and present reports on compliance adherence, identify gaps and risks, and collaborate with partner teams to mitigate risks and improve adherence to compliance.
- Continuously improve the compliance process and improve efficiencies. Work collaboratively with impacted areas, partner groups, and vendors.
- Review audit findings and work with functional areas to ensure audit findings are remediated.
- Miscellaneous: Other responsibilities related to Standards and Compliance work as assigned.
Please Apply Online. To learn more about Mavensoft visit us at www.mavensoft.com
- 8 Days Ago
Sr. Compliance Analyst with Standards Expert
- HireTeq
-
Colorado, CO
FULL_TIME
- Job DetailsRole: Sr. Compliance Analyst with Standards Expert Location: Remote (must be local to Colorado) Duration: 9 plus months contract with possible extension Job Duties: Experienced in researchi...
- 8 Days Ago
Sr. Compliance Analyst with Standards Expert
- Della Infotech
-
Denver, CO
FULL_TIME
- Job DetailsPosition: Sr. Compliance Analyst with Standards ExpertDuration: 04/22/2024 - 12/31/2024RemoteCandidate Must Be Local Candidate Must be in Colorado to load the proposal. Will not accept cont...
- 11 Days Ago
Sr. Compliance Analyst/senior security Analyst
- Fourans
-
Denver, CO
FULL_TIME
- Job DetailsCandidate Must be in Colorado to load the proposal. Will not accept contractors that are willing to move.Job Duties: Experienced in researching applicable laws and regulations as they relat...
- 8 Days Ago
IT Governance, Risk and Compliance (GRC) Sr. Analyst
- Unison Systems Inc.
-
Littleton, CO
OTHER
- IT Governance, Risk and Compliance (GRC) Sr. AnalystJob Description: Unison Systems is looking for an IT Governance, Risk and Compliance (GRC) Sr. Analyst for our client who is the global leader in re...
- 17 Days Ago
Sr Analyst, IT Governance, Risk, & Compliance
- Test Frontier Job Board
-
Denver, CO
FULL_TIME
- Why Work for Frontier Airlines? At Frontier, we believe the skies should be for everyone. We deliver on this promise through our commitment to Low Fares Done Right. This is more than our tagline - it’...
- 8 Days Ago
Compliance Analyst (Banking), Sr. jobs at Popular Companies
Tax Compliance Analyst
- Erickson Senior Living
-
Baltimore, MD
- Location: Erickson Senior Living Erickson Senior Living, headquartered in Baltimore, Maryland is a national provider of ...
- 4/26/2024 12:00:00 AM
Compliance Analyst
- Private Equity Firm
-
New York, NY
- Title: Compliance Analyst Location: New York City, NY Hybrid Work: Role will start in-office four days per week, reducin...
- 4/26/2024 12:00:00 AM
IT Compliance Analyst
- Assa Abloy Group
-
Lake Forest, CA
- We are seeking a highly motivated and detail-oriented IT Compliance Analyst to join our dynamic team at ASSA ABLOY Ameri...
- 4/26/2024 12:00:00 AM
Compliance Analyst
- Apex Systems
-
Juno Beach, FL
- MUST HAVE: Great Communication Skills Attention to Detail Problem Solver Financial Background or Legal Background Unders...
- 4/24/2024 12:00:00 AM
Compliance Analyst
- Tandym Group
-
New York, NY
- A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role,...
- 4/24/2024 12:00:00 AM
Compliance Analyst
- ConsumerDirect, Inc.
-
Irvine, CA
- ***Local candidates ONLY – this position is on-site Monday – Friday.*** About ConsumerDirect: ConsumerDirect is the peop...
- 4/24/2024 12:00:00 AM
Compliance Analyst
- Mitchell Martin Inc.
-
Jersey City, NJ
- Title: Legal and Compliance Analyst Location: Jersey City, NJ Position Type: Contract SKILLS & EXPERIENCE WE’RE LOOKING ...
- 4/23/2024 12:00:00 AM
Compliance Analyst Sr
- UCHealth
-
COLORADO SPRINGS, CO
- Description Position can be held in Colorado Springs or Denver Summary: Assists with administration of the organization'...
- 4/5/2024 12:00:00 AM
About Colorado
Colorado (/ˌkɒləˈrædoʊ, -ˈrɑːdoʊ/ (listen), other variants) is a state of the Western United States encompassing most of the southern Rocky Mountains as well as the northeastern portion of the Colorado Plateau and the western edge of the Great Plains. It is the 8th most extensive and 21st most populous U.S. state. The estimated population of Colorado was 5,695,564 on July 1, 2018, an increase of 13.25% since the 2010 United States Census.
The state was named for the Colorado River, which early Spanish explorers named the Río Colorado for the ruddy silt the river carried from the mountains. The...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$68,264 to $91,219
Most Popular Cities in Colorado for Compliance Analyst (Banking), Sr. Jobs
What does a Compliance Analyst (Banking), Sr. do?
Compliance Analyst (Banking), Sr. in Pittsfield, MA
- Conduct risk assessments on reviewed clients, issue advisory/take decisions on new to bank account opening requests, make decisions on the risk assessment (increased, neutral, unacceptable risks) of existing relationships to ensure compliance with regulatory requirements.
January 05, 2020
Compliance Analyst (Banking), Sr. in Newport News, VA
- Document on-boarding decisions for reviewed clients, provide advisory for sanctions matches referred by operations and business units and provide sign off for account opening for increased risk and Politically Exposed Persons (PEP) customers to ensure compliance with regulatory requirements.
January 19, 2020
Compliance Analyst (Banking), Sr. in Battle Creek, MI
Assist Electronic Banking Risk Management Officer and Electronic Banking Compliance Manager monitor ACH activity as it relates to the Bankwide ACH Risk Management Policies, Procedures and Program.
February 05, 2020