Compliance Analyst (Banking), Sr. jobs in Alabama

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

S
Compliance Analyst
  • Sevita
  • Huntsville, AL FULL_TIME
  • The MENTOR Network is now Sevita. We have a different name, but the same mission, and a renewed sense of purpose. At Sevita we provide home and community-based health care services and support for adults, children, and their families across the United States. Join us in work that matters.



    Summary
    The Compliance Analyst assists in completing Compliance program related activities. Is responsible for Compliance Hotline management, project monitoring, data analysis, report creation, supporting the Compliance Work Plan, and reviewing performance measures for the Compliance program. Collaborates with staff across Sevita to support general Compliance activities.

    This position is remote and can be performed from anywhere in the U.S. There is some travel required.


    • Manage the day-to-day operations of the Company’s Compliance Hotline, including report review, report assignment, active monitoring to ensure that all reports are tracked, investigated and appropriate action is taken to resolve the concern. Coordinates cross-functionally across the Company with internal teams. Maintains utmost confidentiality regarding the Compliance Hotline; reports raised; and outcomes of investigations.
    • Responsible for trending data to identify patterns, trends, and actual/potential risks for mitigation by the Company’s Management Compliance Committee and other internal forums.
    • Assists with ongoing maintenance and reporting of Compliance Hotline data, Compliance training, and sanction screening.
    • Conducts and evaluates research of laws, regulations, guidelines, contracts, policies/procedures and other resources to effectively perform position responsibilities.
    • Utilizes tools such as Excel PowerPoint and PowerBI in conjunction with platforms including Onspring and Navex to develop and maintain data.
    • Completes projects designed to measure business compliance with certain regulatory or contractual requirements, which includes monitoring monthly exclusion reports for sanctions and assisting with audits.
    • Employs analytical skills to effectively produce reports, assess risk, interpret data narratives, articulate findings and provide appropriate recommendations.
    • Develops the skill set to perform Compliance investigations.
    • Assists with Compliance investigations as needed by providing data, reviewing reports, updating records and/or performing other duties.
    • Collaborates with the Compliance team to conduct Compliance Hotline investigation training and education sessions periodically or as needed.
    • Troubleshoots technical issues and answers questions regarding the Compliance Hotline platforms.
    • Collaborates with internal and external personnel to implement process and platform improvements, including testing technical updates.
    • Projects a mature, professional image and provide responsive, meaningful, high-quality follow up to internal and external communications.
    • Performs other duties as assigned.

    Qualifications:


    • Bachelor’s degree required.
    • Certification in Healthcare Compliance a plus
    • Minimum of two years' experience in health care or health care-related field preferred.
    • Experience in compliance, related audits and ongoing monitoring activities, including the development and tracking of corrective active plans, data collection and analysis, or other healthcare compliance-related activities preferred.
    • Strong proficiencies in Microsoft Office applications such as Excel, Word, PowerPoint and Outlook. Experience with Onspring and/or Navex is a plus.
    • Ability to learn and adapt to new technologies/programs efficiently.
    • Strong analytical and written/verbal communication skills.
    • Ability to self-motivate in a fast-paced, largely remote environment.
    • Excellent time management, planning, and teamwork skills.
    • A rudimentary understanding of programming logic and testing is helpful, but not required.
    • Travel up to 25%.

    Why Join Us?
    • Paid Time Off, Holiday Pay, and Health Benefits
    • Career development and advancement opportunities
    • Work with some of the best co-workers you could ask for and see your impact on the lives of those individuals we serve
    • Since our funding comes from Federal and State payers, we offer stability and secure work opportunities
    We have meaningful work for you – come join our team – Apply Today!


    Sevita is a leading provider of home and community-based specialized health care. We believe that everyone deserves to live a full, more independent life. We provide people with quality services and individualized supports that lead to growth and independence, regardless of the physical, intellectual, or behavioral challenges they face. We’ve made this our mission for more than 50 years. With Corporate operations located in the Boston Seaport, Lawrence, Massachusetts and Edina, Minnesota, today, our 40,000 team members continue to innovate and enhance care for the 50,000 individuals we serve.
    Equal Opportunity Employer, including disability/vets

  • 20 Days Ago

H
Product Banking Analyst
  • holding company
  • Pollichtown, AL FULL_TIME
  • Reiciendis omnis iste. Quidem voluptas harum. Sed aut sint. Labore est eum. Tempore autem assumenda. Quo atque non. Laudantium iure perferendis. Illo explicabo temporibus. Adipisci enim cupiditate. Qu...
  • 30 Days Ago

A
Sr. Procurement Compliance Specialist
  • Axient, LLC
  • Huntsville, AL OTHER
  • Overview Axient is seeking a Sr. Procurement Compliance Specialist to support our corporate office in Huntsville, AL. Responsibilities With limited direction, this position is responsible for performi...
  • 26 Days Ago

A
Senior Compliance Analyst
  • ABS Kids
  • Huntsville, AL FULL_TIME
  • ABS Kids has an exciting remote opportunity for an experienced Senior Compliance Analyst. While this is a remote role, we would be looking for candidates located in UT, NC or TN to support current ope...
  • 10 Days Ago

A
Senior Compliance Analyst
  • ABS Kids
  • Remote, AL FULL_TIME
  • ABS Kids has an exciting remote opportunity for an experienced Senior Compliance Analyst. While this is a remote role, we would be looking for candidates located in UT, NC or TN to support current ope...
  • 11 Days Ago

I
Internal Review and Compliance Analyst
  • Intuitive Research and Technology Corporation
  • Huntsville, AL FULL_TIME
  • INTUITIVE® is a nationally recognized Best Place to Work that provides solutions from design through production to sustainment by delivering targeted results. Our approach couples the latest technolog...
  • 1 Month Ago

A
Compliance Analyst
  • Apex Systems
  • Juno Beach, FL
  • MUST HAVE: Great Communication Skills Attention to Detail Problem Solver Financial Background or Legal Background Unders...
  • 4/24/2024 12:00:00 AM

T
Compliance Analyst
  • Tandym Group
  • New York, NY
  • A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role,...
  • 4/24/2024 12:00:00 AM

C
Compliance Analyst
  • ConsumerDirect, Inc.
  • Irvine, CA
  • ***Local candidates ONLY – this position is on-site Monday – Friday.*** About ConsumerDirect: ConsumerDirect is the peop...
  • 4/24/2024 12:00:00 AM

B
Compliance Analyst
  • Brinks
  • Coppell, TX
  • Brinks Texas License #C00550 The Brink's name is a promise to respect the trust we've earned in over 150 years in busine...
  • 4/23/2024 12:00:00 AM

E
Tax Compliance Analyst
  • Erickson Senior Living
  • Baltimore, MD
  • Location: Erickson Senior Living Erickson Senior Living, headquartered in Baltimore, Maryland is a national provider of ...
  • 4/21/2024 12:00:00 AM

B
Compliance Analyst- Brink's Capital
  • Brinks
  • Coppell, TX
  • Brinks Texas License #C00550 The Brink's name is a promise to respect the trust we've earned in over 150 years in busine...
  • 4/21/2024 12:00:00 AM

U
Compliance Analyst Sr
  • UCHealth
  • COLORADO SPRINGS, CO
  • Description Position can be held in Colorado Springs or Denver Summary: Assists with administration of the organization'...
  • 4/5/2024 12:00:00 AM

B
Compliance Analyst
  • BP Energy
  • Entity: Strategy, Sustainability & Ventures Job Family Group: Ethics & Compliance Group Job Summary: We are a global ene...
  • 3/26/2024 12:00:00 AM

Alabama (/ˌæləˈbæmə/) is a state in the southeastern region of the United States. It is bordered by Tennessee to the north, Georgia to the east, Florida and the Gulf of Mexico to the south, and Mississippi to the west. Alabama is the 30th largest by area and the 24th-most populous of the U.S. states. With a total of 1,500 miles (2,400 km) of inland waterways, Alabama has among the most of any state. Alabama is nicknamed the Yellowhammer State, after the state bird. Alabama is also known as the "Heart of Dixie" and the "Cotton State". The state tree is the longleaf pine, and the state flower is...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$61,504 to $82,186

Compliance Analyst (Banking), Sr. in Pittsfield, MA
- Conduct risk assessments on reviewed clients, issue advisory/take decisions on new to bank account opening requests, make decisions on the risk assessment (increased, neutral, unacceptable risks) of existing relationships to ensure compliance with regulatory requirements.
January 05, 2020
Compliance Analyst (Banking), Sr. in Newport News, VA
- Document on-boarding decisions for reviewed clients, provide advisory for sanctions matches referred by operations and business units and provide sign off for account opening for increased risk and Politically Exposed Persons (PEP) customers to ensure compliance with regulatory requirements.
January 19, 2020
Compliance Analyst (Banking), Sr. in Battle Creek, MI
Assist Electronic Banking Risk Management Officer and Electronic Banking Compliance Manager monitor ACH activity as it relates to the Bankwide ACH Risk Management Policies, Procedures and Program.
February 05, 2020