Compliance Analyst (Banking) jobs in Maine

Compliance Analyst (Banking) monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking) reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking) may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking) work is closely managed. Works on projects/matters of limited complexity in a support role. To be a Compliance Analyst (Banking) typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)

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Compliance Analyst
  • SHP Management Corp
  • Cumberland, ME FULL_TIME

  • POSITION SUMMARY

    The Compliance Analyst is responsible for assisting the Director in the direction and oversight of all compliance activities of the corporation.  The Compliance Analyst reports to the Compliance Director.

     

     ESSENTIAL FUNCTIONS

    • Duties may include, but are not limited to assisting the Compliance Director in the following areas:
    • Review of monthly voucher submissions for HAP requests assist staff with reconciliation.
    • Conduct file reviews for compliance with the applicable subsidy type (S. 8, LIHTC, S. 236) 
    • Manage staff access to the SAVE (Systematic Alien Verification for Entitlement’s Program) Program
    • Prepare report summarizing items of non-compliance; work with site staff to correct deficiencies
    • Review EIV reports and assist property staff with resolving discrepancies
    • Prepare LIHTC reports as required by state monitors and syndicators
    • Review asset verification process for certifications that involve real estate and/or investment income
    • Assist site staff with TRACS error resolution
    • Any other projects for Compliance Director as requested.

     

    QUALIFICATIONS: SKILLS & ABILITIES

    • Associate’s or Bachelor's degree required
    • 3- 5 years of property management or project based Section 8 experience
    • Deep knowledge of affordable housing programs to include Section 8/236, LIHTC, EIV and HUD Secure Systems, Fair Housing and Section 504 compliance
    • Industry-specific certification required (COS, AHM)
    • Demonstrated competency with Microsoft Office required; Experience with One Site, Yardi or Boston Post a plus
    • Ability to communicate both orally and in writing with a wide range of people
    • Ability to accept responsibility and account for his/her action
    • Trait of being dependable and trustworthy
    • Ability to utilize available time to organize and complete work within given deadlines
    • Ability to work at a sustained pace and produce quality work


    PHYSICAL ABILITIES

    Lift/Carry, Push/Pull

    Stand 12 lbs. or less (F)

    Walk 11-20 lbs. (F)

    Sit 21-50 lbs. (O) 26-40 lbs. (O)

    Handling/Fingering 51-100 lbs. (F) over 40 lbs. (N)

    Reach Outward/Above Shoulder (F) over 100 lbs.(N)

    Climb (N/A)

    Crawl (O) up to 33% of time

    Squat/Kneel (F) up to 66% of time

    Bend (C) more than 66% of time


  • 14 Days Ago

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Regulatory Compliance Analyst
  • Bangor Savings Bank
  • Bangor, ME FULL_TIME
  • Position Overview: Responsible for performing independent, secondary reviews of processes/activities pertaining to various areas of the Bank (primarily relating to lending), while aiding in the ongoin...
  • 19 Days Ago

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Information Security & Compliance Analyst
  • General Dynamics - Bath Iron Works
  • Bath, ME FULL_TIME
  • Job Description The purpose of the Information Security and Compliance Analyst position is to support risk assessment and compliance activities for the Bath Iron Works (BIW) information security progr...
  • 4 Days Ago

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Corporate Compliance Support Analyst
  • AVANGRID MANAGEMENT COMPA
  • Augusta, ME FULL_TIME
  • Long Description About AVANGRID: AVANGRID, Inc. (NYSE: AGR) aspires to be the leading sustainable energy company in the United States. Headquartered in Orange, CT with approximately $39 billion in ass...
  • 1 Month Ago

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Technology Compliance Analyst
  • Systems Engineering Inc
  • Portland, ME OTHER
  • Description: At Systems Engineering, our mission is to enable the exceptional with our clients, employees, and the community. As a result, we continue to invest heavily in being the premier technology...
  • 29 Days Ago

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Sr. Information Security & Compliance Analyst
  • General Dynamics - Bath Iron Works
  • Bath, ME FULL_TIME
  • Job Description The purpose of the Information Security and Compliance Analyst position is to support risk assessment and compliance activities for the Bath Iron Works (BIW) information security progr...
  • 4 Days Ago

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Compliance Analyst
  • Apex Systems
  • Juno Beach, FL
  • MUST HAVE: Great Communication Skills Attention to Detail Problem Solver Financial Background or Legal Background Unders...
  • 4/24/2024 12:00:00 AM

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Compliance Analyst
  • ConsumerDirect, Inc.
  • Irvine, CA
  • ***Local candidates ONLY – this position is on-site Monday – Friday.*** About ConsumerDirect: ConsumerDirect is the peop...
  • 4/24/2024 12:00:00 AM

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Compliance Analyst
  • Tandym Group
  • New York, NY
  • A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role,...
  • 4/24/2024 12:00:00 AM

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Compliance Analyst
  • DriveTime
  • Fort Worth, TX
  • **Whats Under the Hood** DriveTime Family of Brands is the largest privately owned used car sales finance & servicing co...
  • 4/24/2024 12:00:00 AM

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Compliance Analyst
  • Mitchell Martin Inc.
  • Jersey City, NJ
  • Title: Legal and Compliance Analyst Location: Jersey City, NJ Position Type: Contract SKILLS & EXPERIENCE WE’RE LOOKING ...
  • 4/23/2024 12:00:00 AM

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Compliance Analyst
  • Sabal Trust Company
  • St Petersburg, FL
  • Sabal Trust Company, Florida’s largest independent trust company, is seeking a Compliance Analyst to work in our St. Pet...
  • 4/23/2024 12:00:00 AM

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Tax Compliance Analyst
  • Erickson Senior Living
  • Baltimore, MD
  • Location: Erickson Senior Living Erickson Senior Living, headquartered in Baltimore, Maryland is a national provider of ...
  • 4/21/2024 12:00:00 AM

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Compliance Analyst Sr
  • UCHealth
  • COLORADO SPRINGS, CO
  • Description Position can be held in Colorado Springs or Denver Summary: Assists with administration of the organization'...
  • 4/5/2024 12:00:00 AM

To the south and east is the Atlantic Ocean and to the north and northeast is New Brunswick, a province of Canada. The Canadian province of Quebec is to the northwest. Maine is both the northernmost state in New England and the largest, accounting for almost half of the region's entire land area. Maine is the only state in the continental US to border only one other American state (New Hampshire to the South and West). Maine is the easternmost state in the United States in both its extreme points and its geographic center. The town of Lubec is the easternmost organized settlement in the United...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking) jobs
$48,195 to $68,343