Compliance Analyst (Banking) jobs in Massachusetts

Firm Description

Founded in 2002, Boston-based SCS Financial Services is an investment and wealth management firm serving families, family offices, and institutional investors. We manage approximately $30 billion in assets across public and private markets. Our firm prides itself on our team-based approach, excellent investment performance, a powerful technology platform, and a culture of collaboration and camaraderie. SCS employs over 130 employees and is headquartered in Boston, with offices in New York City, Providence, Los Angeles, and West Pal Beach.    

Role

SCS is seeking to hire a full-time compliance analyst to join its compliance team. As a member of the firm’s compliance team, the Compliance Analyst will be responsible for supporting the Chief Compliance Officer and the implementation of the firm’s compliance program. The position offers diversified experience across all functional areas of a complex investment advisory firm and interaction with a broad range of internal and external stakeholders. The Compliance Analyst will contribute to many aspects of the compliance team’s responsibilities, including compliance testing and internal audit projects, implementation of the firm’s code of ethics, preparation of regulatory filings, review of marketing and client meeting materials, and firm training.

 We are seeking candidates who are well organized, energetic, and team-oriented. The right candidate is a self-starter with a strong work ethic who has excellent communication skills and attention to detail. This person must be willing to provide the highest level of client service, professionalism, and confidentiality. Furthermore, this person must be able to efficiently prioritize tasks and consistently meet deadlines.

Qualifications

The successful candidate will possess a minimum of 2 to 4 years of relevant investment advisor or investment fund  manager operations or compliance experience. Additional qualifications include:

• Minimum of a bachelor’s degree in finance, economics, or other related discipline
• Familiarity with investment adviser compliance requirements under the Investment Advisers Act of 1940 a plus
• Interest in, and familiarity with, basic wealth management business and investment concepts
• Excellent organizational, prioritization, and time management skills
• Analytical mindset with a strong attention to detail
• High energy and highly self-motivated with the ability to thrive in an entrepreneurial environment
• Strong written and oral communication skills 
• Proficiency in Microsoft Excel, Word, and Outlook applications 

SCS Financial is an equal opportunity employer.