Compliance Analyst (Banking) jobs in Hawaii

Compliance Analyst (Banking) monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking) reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking) may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking) work is closely managed. Works on projects/matters of limited complexity in a support role. To be a Compliance Analyst (Banking) typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)

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Business Unit Compliance Officer - Branch Banking
  • Central Pacific Bank
  • Honolulu, HI FULL_TIME
  • Position Function:

    This position conducts compliance audits and assessments for all operational functions and help to identify risks. Monitors regulatory changes and works closely with internal Compliance to implement. Provides compliance guidance as required, interprets policies/procedures, and addresses concerns. Provides training to business units as required.

    Performs all duties and interacts with internal and external customers in a manner that is expressly aligned with the Company's Core Values of approaching all actions with a “Voyaging Spirit” and being “Positively Ohana”. Exhibits core competencies that result in consistent delivery of positive Customer Interactions, Empowerment and Ownership and demonstrates key professional and performance skills such as Active Listening, effective Oral and Written Communication, Action and Solution Oriented and Thoroughness.

    Primary Accountabilities:

    • Responsible for business unit compliance oversight as the “Business Unit Compliance Officer” (BUCO) with dotted line reporting to the Compliance Division Manager. The BUCO is responsible for engaging in activities that contribute to the day-to-day compliance oversight of the business unit and any related third-party vendor relationships in alignment with the Compliance Management System Policy, Bank Secrecy Act Policy, and BUCO Program. The BUCO demonstrates and applies business acumen to promote a culture of compliance and the identification, escalation, and timely mitigation of compliance risks. This role exercises judgment and influence and may constructively challenge business unit management to support compliance objectives, balancing business strategy with appropriate controls.
    • The BUCO is accountable for implementing the Compliance Management System Policy and Bank Secrecy Act Policy, including but not limited to the following activities:
    • Facilitating the Compliance Risk Assessment process by identifying, assessing, and managing regulatory compliance risks within the business unit.
    • Works closely with BSA to identify problem areas and resolution.
    • Knowing and understanding all state and federal compliance laws, rules, and regulations (“laws and regulations”) applicable to the business unit, and how such laws and regulations impact or affect the business unit.
    • Keeping abreast of changes to the laws and regulations, as tracked and disseminated on the Regulatory Tracking Log, and implanting regulatory change within the business unit.
    • Attending all management meetings to keep apprised of developments within the business unit that may impact the compliance function.
    • Actively participating in and advising on key business decisions within the business unit, including new or changes to existing products, services, processes, projects, and vendors.
    • Ensuring that the business unit has sufficient resources to adequately manage compliance risks.
    • Reviewing, drafting, and/or updating business unit policies, procedures, processes, guidelines, and controls to ensure that regulatory requirements are sufficiently addressed and that day-to-day activities operate in a compliant manner.
    • Identifying compliance training needs, providing subject matter expertise to support the development of training curriculum, and conducting or coordinating compliance training for the business unit, in addition to and in support of the Compliance Training Program.
    • Conducting and/or facilitating transactional and non-transactional monitoring and testing to assess the business unit’s compliance with all applicable laws and regulations, in support of the Compliance Monitoring Program.
    • Escalating compliance concerns to the Corporate Compliance Department for inclusion on the Issues Tracking Log and ensuring that any corrective action is taken as necessary and appropriate to address compliance concerns.
    • Supporting the Customer Complaint Program by ensuring that the business unit employees understand and fulfill their responsibilities for reporting and addressing customer complaints.
    • Facilitating regulatory audits and examinations.
    • Conducts In-Person training for required compliance related topics.
    • Completing other compliance related projects and tasks as requested to support the Bank’s Compliance Management System Policy and Bank Secrecy Act Policy.

    Minimum Qualifications:

    Education:

    • High School Diploma or GED required.

    Experience:

    • 5 years of experience and knowledge in Branch Operations & Compliance.
    • 2 years of supervisory experience or 1 years of management experience.

    Physical Requirements & Working Conditions:

    • Must be able to perform light physical work and to move or lift items including but not limited to boxes, files and papers up to 20 pounds unless otherwise as indicated.
    • Must be able to operate and proficiently use standard office equipment, including phone, copier, personal computer and/or other work related mechanical or electronic devices and applications.
    • Must be able to clearly communicate verbally and in writing with all internal and external customers. Must also be able to hear sufficiently to engage in daily discussions and interactions.
    • Must be able to read and understand bank-related documents.
    • Must be able to work in a conventional office setting, involving sitting at a desk or workstation for long periods of time. Must also be able to adapt to different work environments as needed to perform the job.


    We are proud to be an EEO/AA employer M/F/D/V. We maintain a drug-free workplace and perform pre-employment substance abuse testing.

  • 3 Days Ago

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Business Unit Compliance Officer (Branch Banking)
  • Central Pacific Bank
  • Honolulu, HI FULL_TIME
  • Position Function:Conducts compliance audits and assessments for all operational functions and helps to identify risks. Monitors regulatory changes and works closely with internal Compliance to implem...
  • 4 Days Ago

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Cybersecurity Compliance Analyst
  • Castalia Systems, LLC
  • Hawaii, HI FULL_TIME
  • Overview Join Our Stellar Team at Castalia Systems! Are you ready to skyrocket your career with us? We're on the lookout for ambitious individuals who are eager to make their mark in a diverse and thr...
  • 15 Days Ago

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Material Handler / Environmental Technician
  • Environmental Compliance Consultants
  • Kaneohe, HI FULL_TIME
  • Greetings! Environmental Compliance Consultants Inc. (ECC) presents an exciting opportunity to join our team as a Material Handler/Technician at the Hazardous Materials Minimization Center (HMMC) loca...
  • 3 Days Ago

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Private Investigator
  • Allied Universal® Compliance and Investigations
  • Honolulu, HI FULL_TIME
  • Private Investigator Overview Allied Universal® Compliance and Investigations, North America's leading expert insurance claim investigations, compliance and corporate governance company, provides rewa...
  • 16 Days Ago

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Commercial Banking Officer - Main Commercial Banking
  • Central Pacific Bank
  • Honolulu, HI FULL_TIME
  • Position Function:Provide exceptional service to grow our business. Advocate our mission and be committed to creating value for our customers, employees, community and shareholders. Demonstrate the co...
  • 18 Days Ago

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IT Compliance Analyst
  • Insight Global
  • Temple, GA
  • Responsibilities: Evaluate and report on the effectiveness of security and compliance controls as well as risk mitigatio...
  • 3/28/2024 12:00:00 AM

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Compliance Analyst
  • Experis
  • New York, NY
  • Our client is seeking a Compliance Analyst to join their team. The analyst will work closely with other team members and...
  • 3/28/2024 12:00:00 AM

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Compliance Analyst
  • Intercontinental Exchange Holdings, Inc.
  • Jacksonville, FL
  • Overview: Job Purpose Intercontinental Exchange, Inc. (NYSE: ICE) is seeking a Compliance Analyst to join our corporate ...
  • 3/28/2024 12:00:00 AM

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Compliance Analyst
  • Madison-Davis, LLC
  • Stamford, CT
  • Asset management company located in Stamford Connecticut looking to bring on board a "Compliance Analyst” to join their ...
  • 3/28/2024 12:00:00 AM

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Tax Compliance Analyst
  • Erickson Senior Living
  • Baltimore, MD
  • Location: Erickson Senior Living Erickson Senior Living, headquartered in Baltimore, Maryland is a national provider of ...
  • 3/27/2024 12:00:00 AM

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Compliance Analyst
  • J.Y. Legner Associates, Inc.
  • Gibsonton, FL
  • Job Type: Full-time Contract with potential to be hired on This opportunity MUST be worked on a W2 ONLY, NO C2C eligibil...
  • 3/27/2024 12:00:00 AM

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Compliance Analyst
  • A-Line Staffing Solutions
  • Omaha, NE
  • Job Description Job Description Exciting Opportunity: Join Us as a Compliance Records Analyst! Position: Compliance Reco...
  • 3/27/2024 12:00:00 AM

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Compliance Analyst
  • CENTREVILLE BANK
  • West Warwick, RI
  • The Compliance Analyst supports the VP Compliance Manager and performs various tasks and monitoring to ensure adherence ...
  • 3/25/2024 12:00:00 AM

Hawaii (/həˈwaɪi/ (listen) hə-WY-ee; Hawaiian: Hawaiʻi [həˈvɐjʔi]) is the 50th and most recent state to have joined the United States, having received statehood on August 21, 1959. Hawaii is the only U.S. state located in Oceania, the only U.S. state located outside North America, and the only one composed entirely of islands. It is the northernmost island group in Polynesia, occupying most of an archipelago in the central Pacific Ocean. The state encompasses nearly the entire volcanic Hawaiian archipelago, which comprises hundreds of islands spread over 1,500 miles (2,400 km). At the southea...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking) jobs
$51,897 to $73,586